Epstein Secrets

2017 10:20 AM To: Cc: Armen Brash >; Nicholas Allen Subject: RE: MIFID II & research - access to por

Armen Brash >; Nicholas Allen Subject: RE: MIFID II & research - access to portal for clients (II Classification: For IMemal use only Hello, >; Sheffali Welch If you have not had the chance to provide your list of clients who need access to the new Research portal, please do so by the end of the day. As a

02, 2017 10:20 AM To: Cc: Armen Brash Nicholas Allen < Subject: RE: MIFID II & research - access to p

Armen Brash Nicholas Allen < Subject: RE: MIFID II & research - access to portal for clients III Classification: For Infernal use only Hello, ; Sheffali Welch If you have not had the chance to provide your list of clients who need access to the new Research portal, please do so by the end of the day. As a

: Anna-Sofiya Lupolover >; Armen Brash Nicholas Allen Subject: FW: MIFID II & research - access to por

Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Sheffali Welch Sent: Tuesday, October 31, 2017 8:31 AM To: '[email protected] <1 p Cc: Anna-Sofiya Lupolover >; Armen Brash Nicholas Al

sification: For Internal use only All, Nicholas Allen DB Research is changing its approach to distribu

eutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel Fax Email Securities offered through Deutsche Bank Securities Inc. From: Sheffali Welch Sent: Tuesday, October 31, 2017 8:31 AM To: Cc: Anna-Sofiya Lupolover ellIfifillfiffilinela Armen Brash Subject: FW: MIFID II & research - access

ay, October 31, 2017 8:31 AM To: ' Cc: Nicholas Allen ; Anna-Sofiya Lupolover Armen Brash Subject: F

From: Stewart Oldfield Sent: 10/31/2017 11:55:3S AM To: Sheffali Welch Subject: RE: MIFID II & research - access to portal for clients (I) I can try to compile a list, but doubt it will be complete. It would be much e

ali Welch < >; Sven-Otto Westphalen >; Nicholas Allen < a Classification: For Internal use only All.

Godard < Janet Morales < Gallivan < >; Karen Cohen < Subject: KYC HR Clients Remediation - Status (8/11/17) [I] >; Armen ; Janice Franklin >; Sheffali Welch < >; Sven-Otto Westphalen >; Nicholas Allen < a Classification: For Internal use only All. Below is the Monday morning deliverable (as of 8/11/

sh • Welch 'me Westphalen Morales . Nicholas Allen • Andrew Gallivan Karen Cohen • , Adrienne Bul

Cc: Rodrigo Quintero < >; Sheffali Welch < Subject: FW: KYC HR Clients Remediation - Status (9/17/17)111 Which bankers did not submit their assigned quota by Friday? Sent with BlackBerry

ali Welch < >; Sven-Otto Westphalen >; Nicholas Allen < a Classification: For Infernal use only All,

13(437 • SMID317 • km/10).; •7j'12017 • 7/ le.t2M7 ▪ 7:21/2017 • 7/2S/2017 • 814a017 .1111.12017 • ITZI/2417 kaptenr ; Janice Franklin >; Sheffali Welch < >; Sven-Otto Westphalen >; Nicholas Allen < a Classification: For Infernal use only All, Below is the Monday morning deliverable (as of 8/21/

AM To: Patrick Harris Cc: Emily Craig ; Daphne Cales Armen Bras Sheffali Welch ; Felipe Godard ; Sven-Otto Westphalen Janet Morales Nic 10 as Allen < a wan Subject: KYC HR Clients Remediation - Status (8/04/17) [I] Me to Classification: For internal use only All, Below is the Monday morning

56 Jacksonville. USA From: Rodrigo Quintero Sent: Monday, August 07, 2017 8:36 AM To: Patrick Harris Cc: Emily Craig ; Daphne Cales Armen Bras Sheffali Welch ; Felipe Godard ; Sven-Otto Westphalen Janet Morales Nic 10 as Allen < a wan Subject: KYC HR Clients Remediation - Status (8/04/17) [I] Me to C

li Welch < idb.conn; Sven-Otto West >; Nicholas Allen < Below is the Monday morning deliverable (as of

t Morales < Gallivan Subject: KYC HR Clients Remediation - Status (7/28/17) [I] Classification: For internal use only All. ; Janice Franklin >; Sheffali Welch < idb.conn; Sven-Otto West >; Nicholas Allen < Below is the Monday morning deliverable (as of 7/28/17). Let me know if you have any question. Sum