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mith/db/ on 02/25/2014 01:12 PM From: Howard S Allen/db/ To: Tazia Smith/db/ . Cc: Josie Hall/db/
t happen near term. Kind regards, Howard Allen (Embedded image moved to file: pic09108.gif) Howard S. Allen Director I Middle Office Operations Deutsche Bank Securities Inc. Private and Institutional Client Services 1 South Street, 21202-3298 Baltimore, MD, USA Tel. + Fax +1 Mobile Email (Embedded image moved to fi
2017 10:20 AM To: Cc: Armen Brash >; Nicholas Allen Subject: RE: MIFID II & research - access to por
ce President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Anna-Sofiya Lupolover Sent: Thursday, November 02, 2017 10:20 AM To: Cc: Armen Brash >; Nicholas Allen Subject: RE: MIFID II & research -
: Anna-Sofiya Lupolover >; Armen Brash Nicholas Allen Subject: FW: MIFID II & research - access to por
Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Sheffali Welch Sent: Tuesday, October 31, 2017 8:31 AM To: '[email protected] <1 p Cc: Anna-Sofiya Lupolover >; Ar
sification: For Internal use only All, Nicholas Allen DB Research is changing its approach to distribu
utsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel Fax Email Securities offered through Deutsche Bank Securities Inc. From: Sheffali Welch Sent: Tuesday, October 31, 2017 8:31 AM To: Cc: Anna-Sofiya Lupolover ellIfifillfiffilinela Armen Brash Subject: FW: MIFID
ali Welch < >; Sven-Otto Westphalen >; Nicholas Allen < a Classification: For Internal use only All.
ke.t.VZ91; • Id ?0,'2017 . 7/7/1027 • 7/1412017 • 7721.'-`017 • V28:2;717 • ;76/2011 ▪ V11•2017 • teiltAll? Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA Tel. Ema From: Rodrigo Quintero Sent: Friday, August 11, 2
ali Welch < >; Sven-Otto Westphalen >; Nicholas Allen < a Classification: For Infernal use only All,
on Progress s ;A; MtoreE straimed to Ac t,ld SucrnstW w f, on.r.`ece00; Regards, Rodrigo Rodrigo Quintero Vice President 202 4.22 102 Pi Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 502 uite 400, 32256 Jacksonville, USA Tel. Ernai From: Rodrigo Quintero Sent: Monday, August 21, 2017 9:09 AM
l use only All, Sven-Otto Westphale ; Nicholas Allen ; Adrienne Bull Below is the Monday morning del
HR Client Remediation Prowess Storared to Pori Cric•00) Regards, Rodrigo II Rodrigo Quintero Vice President -n Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 256 Jacksonville. USA From: Rodrigo Quintero Sent: Saturday, September 02, 2017 5:19 PM To: Patrick Harris Cc:
AM To: Patrick Harris Cc: Emily Craig ; Daphne Cales Armen Bras Sheffali Welch ; Felipe Godard ; Sven-Otto Westphalen Janet Morales Nic 10 as Allen < a wan Subject: KYC HR Clients Remediation - Status (8/04/17) [I] Me to Classification: For internal use only All, Below is the Monday morning
R Client Remediation Progress r:”.; a,. L 4b, I1/4104a.mal Regards, Rodrigo 0 100 AV 306 400 SA:' 6A7 $A7 Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 2256 Jacksonville. USA From: Rodrigo Quintero Sent: Monday, August 07, 2017 8:36 AM To: Patrick Harris Cc: Emil
thorized Signatory; Director@Cayside — Pascale S. Allen Authorized Signatory — Daphne C. Delaney Author
y Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Socurities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Monday, July 09, 2018 10:08 AM To: Bradley Gillin Cc: Daphne Cales Subject: 2018 Periodic Review for acct Techview In
ARKIS D. IZMIRLIAN DAPHNE C. DELANEY PASCALE S. ALLEN JUSTIN T. McDONALD (b) Any one (1) of SARKIS D
llowing signatory mandate shall cancel and replace the existing signatory mandate with respect to the bank account(s) held in the Company's name at Deutsche Bank Securities Inc. (Deutsche Asset and Wealth Management, formerly Private Wealth Management) (the "Bank"), such replacement mandate is also set out in the Schedule a
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