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ct information can be • t page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to
sent for purchases into money market mutual funds processed on the sweep platform. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: CONFIDOP Rated [strata? (my Year Since 2007 DALIAR RATED COMMUNICATIONS ()tall INC I Page 12 of 18 Clearing Omer Pad.S I1C naoly wend sotaldlary of The
can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC. Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399;-. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to
92.10 818 80 3.669.60 398% June 1, 2018 - June 30,2018 SOUTHERN FINANCIAL LLC CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: CONFIDOP Rated Escoilent (my Yew Since 2007 OMAR RATIO COMMUNICATIONS UMIAK( Page 9 of 28 Clewing liner Fenian IIC a whey evened sotaldianr a The Mak a
n can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC. Legal Department: One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to s
FED. R CRIN1. P. 6(e) 453,566.56 1.76% 241,424.19 USD 4265.65 25,672,500.00 JPY 453,566.56 241,424.19 USD 4,265.65 Account Numbs 2:c:tc CONFIDOP Rated [stollen% bey Year Since 2007 DALIAR RATED COMMUNICATCNS EXCIELLU4Ct Page 14 of 31 Clewing Omagh Pagan IIC eulogy owned subsidiary a The
can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC. Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted Important Arbitration Disclosures • All parties to this agreement are giving up the right to s
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can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 41:3-3330. Errors and Omissions excepted. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 11 of 13 80100243CSF3002
questions regarding this notice or if you would like additional copies of the CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 7 of 8 iiruts CONFIDOP L-- A0099390CSF30018 Rated timeliest bey Yew Since 2007 DALIARMITO COMMUNCAT IONS uctuitra Claim. through Penliqg I1C *a.* evened sobsidiary
Entities connected to both Jersey City and CONFIDOP
Pershing
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATION
Bill Clinton
PERSONthe Securities and Exchange Commission
ORGANIZATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATION
Jeff Sessions
PERSONON PERSHING'S
ORGANIZATIONPie Chart
ORGANIZATIONUSAGES
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
CUSTOMS
ORGANIZATION
Ghislaine Maxwell
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATIONMoney Market Fund
ORGANIZATIONClient Service Information
ORGANIZATION