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in the alert. I will attach this to the KYC and resubmit Best, Amanda Kirby (Embedded image moved to file: pic26011.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic16079.gif) Forwarded by Amanda Kirb
Kahn who was barred from the NYSE Arca in April of 2012. You have been at your company, HBRK, for 8 years and were not asked by FINRA, on behalf of NYSE Arca, to give testimony. Best, Amanda Kirby <Mail Attachment.gif> Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27t
years and were not asked by FINRA, on behalf of NYSE Arca, to give testimony. Best, Amanda Kirby <Mail Attachment.gif> Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email <Mail Attachment.gif> --This communication may contain confidential and
Kahn who was barred from the NYSE Arca in April of 2012. You have been at your company, HBRK, for 8 years and were not asked by FINRA, on behalf of NYSE Arca, to give testimony. Best, Amanda Kirby <Mail Attachment.gif> Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th
chedule G of Form 1120 showing ownership of the company Best, Amanda Kirby (Embedded image moved to file: pic05619.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic09762.gif) Forwarded by Amanda Kirby/d
igners. (Resolved - J. Lightbody) Additional questions/comments: 1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membership. Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the com
s already been cleared by Compliance and was approved in a KYC back in September. Please let me know Best, Amanda Kirby Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. +1(212)454-6439 Fax +1(646)863-9836 Email From: Janice Franklin a To: Amanda Kirby
signers. (Resolved J. Lightbody) Additional questions/comments: 1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membership. Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the com
ion. (See attached file: Richard D Kahn RDC alertl.pdf) Best, Amanda Kirby (Embedded image moved to file: pic02713.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 mai (Embedded image moved to file: pic16871.gif) EFTA01465606
-- Respondents including Richard Kahn violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by FINRA, on behalf of NYSE Arca. Respondents are permanently barred from NYSE Arca membership unless testimony is scheduled and provided within 120 calendar days from the issuanc
years and were not asked by FINRA, on behalf of NYSE Arca, to give testimony. Best, Amanda Kirby <Mail Attachment.gif> Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York. NY. USA. 10154-0004 <Mail Attachment.gif> This communication may contain confidential and/or privileged infor
from the NYSE Arca in April of 2012. You have been at your company, HBRK, for 8 years and were not asked by FINRA, on behalf of NYSE Arca, to give testimony. Best, Amanda Kirby <Mail Attachment.gif> Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27t
Entities connected to both Deutsche Bank Trust Company Americas and NYSE Arca

Jeffrey Epstein
PERSON
United States
LOCATIONAmanda Kirby
PERSONDarren Indyke
PERSON
Martha Stewart
PERSON
Richard Kahn
PERSON
Stewart Oldfield
PERSON
Deutsche Bank
ORGANIZATION
Paul Morris
PERSON
NEW YORK NY
LOCATION
Marc Rich
PERSON
Prince Andrew
PERSONHarry Beller
PERSONHBRK Associates
ORGANIZATIONSouthern Trust Company
ORGANIZATION
JPMorgan Chase
ORGANIZATION
Eric Holder
PERSON
George W. Bush
PERSONJanice Franklin
PERSON
Karyna Shuliak
PERSON