3
Shared Docs
3
Same-Page
3 / 3
Mentions
901 02/20/01 RECEIVED NORTEL NETWORKS CORP NT 600 0901 02/20/01 RECEIVED NESTEL COMMUNICATIONS INC-CL A NXIL 300 901 02/20/01 RECEIVED ORACLE CORP ORCL 900 0901 02/20/01 RECEIVED PFIZER INC PFE 500 901 02/20/01 RECEIVED UM CO RO NYREGI YAL DUTCH (DO PETROLE ,2SM) STRY 1 P RD 300
DEIST AMOUNT MDT AMXtCr 02/20/01 RECEIVED AOL TIME WARNER INC AOL 500 901 02/20/01 RECEIVED ACE LTD-ORD ACL 700 901 02/20/01 RECEIVED ALZA CORP AZA 600 901 02/20/01 RECEIVED AMERICAN INTERNATIONAL GROUP AIG 500 INC 901 02/20/01 RECEIVED AMGEN INC AMGN 300 901 02/20/01 RECEIV
Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE 02/20/01 TRADE DATE TRANSACT/0N 02/14/01 BOUGHT DESCRIPTION ORACLE CORP WITH FUGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE EXECUTION BY BTM COMMISSION 4,50 STUBOLCUSJP ORCL °JAMIE,* RACE 3OO 23.1823O
SION 4.00 SEC FEE .19 AMERICAN INTERNATIONAL GROUP INC EXECUTION BY MONT COMMISSION 25.00 ACE LTD-ORD EXECUTION BY WEED COMMISSION 24.00 ALZA CORP SEE NOTE '5° ON BACK EXECUTION BY WEED COMMISSION 12.00 SEC FEE .41 DUKE ENERGY CORP FORMERLY DUKE POWER CO STK SPLIT ON 900 SHS REC 01/03/0
kis NY Litio 59/56.29 FROM: • JRL • 02/15/01 JOURNAL NEXTEL COMMUNICATIONS INC-CL A NXTL 600 28.524.15 FROM: • JRL • 02/15/01 JOURNAL ORACLE CORP ORCL 1.600 52.266.31 FROM: • JRL • 02/15101 JOURNAL PFIZER INC PEE 900 35.367.87 FROM: • JRL • 02/15101 JOURNAL ROYAL DUTCH PETROLEUM C
AL AOL TIME WARNER INC AOL 800 JOURNAL FROM TYPE 2 TO I 02/21/01 JOURNAL ACE LTD-ORD ACL 1,200 JOURNAL FROM TYPE 2 TO 1 02/21/01 JOURNAL ALZA CORP AZA 900 JOURNAL FROM TYPE 2 TO 1 02/21/01 JOURNAL AMERICAN INTERNATIONAL GROUP AIG 1,000 INC JOURNAL FROM TYPE 2 TO 1 02/22/01 JOURNAL A
Entities connected to both ORACLE CORP and ALZA CORP

Samantha Power
PERSONDOVER CORP
ORGANIZATIONEOUITY
ORGANIZATIONWAL-MART STORES INC
ORGANIZATION
Bear Stearns
ORGANIZATIONWASHINGTON MUTUAL INC
ORGANIZATIONACE LTD-ORD
ORGANIZATIONCISCO SYSTEMS INC
ORGANIZATIONTELLABS INC
ORGANIZATIONMoney Fund
ORGANIZATION
Tiffany Trump
PERSONILLINOIS TOOL WORKS INC
ORGANIZATION
Joi Ito
PERSONSCHERING PLOUGH CORP
ORGANIZATIONFIRSTAR CORP WIS-NEW
ORGANIZATIONPFIZER INC
ORGANIZATIONCLOROX CO
ORGANIZATIONMASSER
PERSONCONSTELLATION ENERGY GROUP INC
ORGANIZATIONCLOSNG
ORGANIZATION