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1 Cash Withdrawals and Deposits 10/02/14 FEDERAL FUNDS SENT DEUTSCHE BANK TRUST 4,500,000.00 USD USD999997 10/06/14 FEDERAL FUNDS RECEIVED "MORGAN CHASE BANK 31494 4,375,302.13 USD USD999997 Total Cash Withdrawals and Deposits- UNITED STATES DOLLAR 0.00 1,876,302.13 Money Market Funds 10102/14 MON
129 PD 05101114 Total Securities Bought and Sold - UNITED STATES DOLLAR 0.00 -1,890.91 Dividends and Interest 05/01/14 CASH DIVIDEND RECEIVED P M ORGAN FLOATING RATE INCOM E RAD SELECT SHARES 4.698.94 LSD .PHSX 156631.2340 SHRS RD 04129 PD 05101/14 05130114 MONEY MARKET FUND DWSGOVT CASH INSTL
printed copy of this information by calling (888) 367-2563, option 3 then option 5. When a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process. When an issuer in
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6.63 LSD 458997996 CREDITED Total Taxes Withheld - UNITED STATES DOLLAR 0.00 4.83 Cash Withdrawals and Deposits 03106114 FEDERAL FUNDSSEAT ,PMORGAA CEASE BANK. -3,625.00 USD USD999997 03/12/14 FEDERAL FUNDS SENT FIRSTBANK PL ERTO RIC ,200,000.00 USD US0999997 03/14/14 FEDERAL FUNDS SENT KOURY/IN
printed copy of this information by calling (888) 367-2563, option 3 then option 5. Vvhen a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process. When an issuer in
2 mentions1 same-page
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t Date Adivily TYR Dewildios Quantity Price Accrued Interest Amount Currency Cash Withdrawals and Deposits 01/16114 FEDERAL FUNDS RECEIVED P MORGAN CHASE BANK 23115 667.055.45 USD US0999997 Total Cash Withdrawals and Deposits- UNITED STATES DOLLAR 0.00 667.055.45 FDIC Insured Bank Deposits 01117114
printed copy of this information by calling (888) 367-2563, option 3 then option 5. When a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process. When an issuer in
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Mutual Connections (91)
Entities connected to both JPMorgan Chase and FINRA Rule 4340
Jeffrey Epstein
PERSON4,711 w/ JPMorgan·5 w/ FINRA
Ghislaine Maxwell
PERSON2,125 w/ JPMorgan·4 w/ FINRA
DI
Darren Indyke
PERSON1,413 w/ JPMorgan·2 w/ FINRA
Securities Investor Protection Corporation
ORGANIZATION555 w/ JPMorgan·2 w/ FINRA
FDIC
ORGANIZATION327 w/ JPMorgan·4 w/ FINRA
the State of New York
LOCATION289 w/ JPMorgan·5 w/ FINRA
George W. Bush
PERSON252 w/ JPMorgan·3 w/ FINRA
Bank of America
ORGANIZATION210 w/ JPMorgan·2 w/ FINRA
Joi Ito
PERSON175 w/ JPMorgan·2 w/ FINRA
Deutsche Bank
ORGANIZATION153 w/ JPMorgan·5 w/ FINRA
New York City
LOCATION112 w/ JPMorgan·2 w/ FINRA
Larry Page
PERSON76 w/ JPMorgan·5 w/ FINRA
PE
Pease
PERSON37 w/ JPMorgan·2 w/ FINRA
Money Market Fund
ORGANIZATION35 w/ JPMorgan·3 w/ FINRA
CU
Curren
PERSON34 w/ JPMorgan·4 w/ FINRA
Pershing
LOCATION20 w/ JPMorgan·11 w/ FINRA
Baltimore
LOCATION26 w/ JPMorgan·3 w/ FINRA
Client Service Information
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Jeff Sessions
PERSON18 w/ JPMorgan·5 w/ FINRA
the Pershing Customer Service Department
ORGANIZATION18 w/ JPMorgan·5 w/ FINRA