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taly, Latvia, Liechtenstein, Lithuania. Luxembourg, Malta, The Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain. Sweden and the United Kingdom of Great Britain and Northern Ireland. Proprietary and Confidential 49 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0098843 CONFIDE
GLDUS130 Aspen Grove Capital, LLC Furthermom, in response to increased regulatory concerns with respect to the sources of funds used in investments and other activities, the Gl
ntergovernmental agreement entered into between the UK and the U.S. UBTI As defined in Section 9: Certain Legal, ERISA and Tax Considerations. UK The United Kingdom. UK AIFM Regulation The Alternative Investment Fund Managers Regulations 2013 (2013 No. 1773). UK FATCA Legislation As defined in Section 9: Cert
GLDUS130 Aspen Grove Capital. LLC Glendower Capital Secondary Opportunities Fund IV. LP Subsequent Closing Limited Partners admitted to the Fund at a Closing subsequent to the
U.S. Department of Commerce, or similar sanctions imposed by the United Nations Security Council, the European Union, and Her Majesty's Treasury of the United Kingdom ("Sanctions"), and all other applicable laws conceming money laundering and related activities. In furtherance of those efforts, the Investor, on be
GLDUS130 Aspen Grove Capital, LLC Partnership and its partners' sights and obligations, or as otherwise may be required by applicable law, rule or regulation. (x) Nominees an
Entities connected to both United Kingdom and GLDUS130 Aspen Grove Capital

United States
LOCATION
New York
LOCATION
Prince Charles
PERSONGlendower Capital
ORGANIZATION
Samantha Power
PERSON
Deutsche Bank
ORGANIZATIONGlendower
LOCATION
European Union
ORGANIZATION
Bulgaria
LOCATIONAccess Fund
ORGANIZATION
Michael Douglas
PERSON
North America
LOCATION
Middle East
LOCATIONthe Securities and Exchange Commission
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATION
Credit Suisse
ORGANIZATIONiCapital
ORGANIZATIONKeogh
ORGANIZATIONAdam Graev
PERSONCarlo Pirzio-Biroli
PERSON