Epstein Secrets

5.0 395000.0 395000.0 29643.05 2964 3.05 1.0 29/04/2049 7.9 BBB BA1 150315.0 0.0 0.0 9710670708 0241499376 Benchmark Aware 0.0 0.0 BANK OF AMERICA CORP 8 1/8% PFD STK DEC 29 2049 DTD 04/30/2008 16/09/2013 USD USD 2000000.0 2000000.0 0.0 110.039 16/09/2013 2081 180.56 2081180.56 2081180.56 20

349261.34 261570.001 349261. 0.0 0.0 15045.14 21615.17 1.335249 0.0 0.0 0.0 9710670708 0241499376 Benchmark Aware 0.0 0.0 9/2013 EUR VOLKSWAGEN AG PFD ISIN SEDOL VOWS IW USD 1400.0 1400.0 . .137 1 255882.59 340287.6 16/0 255882.59 340287.6 255976.0 341791.95 255976.0 341791.95 0.0 0

OF 09/25/13 (ID: 02005N-30-8) ARIAD PHARMACEUTICALS INC ASSET TRANSFER TO A/C W92099-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 04033A-10-0) BANK OF AMERICA CORP 8 1/8% PFD STK DEC 29 2049 DTD 04/30/2008 ASSET TRANSFER TO A/C W92099-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 060505-DT-8) 9/25 Free Delivery B

Equity HSBC CONT BUFF EQ SX5E 08/29/14 102.56 80% EKO BARRIER- 4%CPN 17% CAP INITIAL LEVEL-05/24/13 SX5E:2764.29 40432X-FP-1 Preferred Stocks VOLKSWAGEN AG PFD ISIN DE0007664039 SEDOL 5497168 928662-92-3 UR 2,000,000.000 2,051,200.00 2,000,000.00 51,200.00 236.01 EFTA01547055 1,400.000 330,412.42

CLIENT REF 105664157 (ID: 04033A-10-0) ASCENA RETAIL GROUP INC COM PERSHING & COMPANY TRADE DATE 10/11/13 CLIENT REF 105664157 (ID: 04351G-10-1) BANK OF AMERICA CORP 8 1/8% PFD STK DEC 29 2049 DTD 04/30/2008 PERSHING & COMPANY TRADE DATE 10/11/13 CLIENT REF 105664157 (ID: 060505-DT-8) BARCLAYS BANK PLC 7.750% 04/10/20

0 2,128,600.00 2,000,000.00 128,600.00 EFTA01547178 SOUTHERN FINANCIAL, LLC ACCT. For the Period 10/1/13 to 10/31/13 Price Preferred Stocks VOLKSWAGEN AG PFD ISIN DE0007664039 SEDOL 5497168 928662-92-3 UR Quantity Value Adjusted Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div