Back to Network
3
Shared Docs
3
Same-Page
3 / 3
Mentions
Document Mentions (3 shared documents)
2 mentions1 same-page
Page ?Same page
reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority
e have a broker- dealer entity registered under the Exchange Act or another similarly regulated entity. Cayman Islands Mutual Funds Law Pursuant to the Mutual Funds Law (as amended) of the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mutual Funds Law) are required to be registered with, and
2 mentions1 same-page
Page ?Same page
reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority
nds Law Pursuant to recent amendments to the Mutual Funds Law (as amended) of the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mutual Funds Law) are to be registered with, and regulated by, the Cayman Islands Monetary Authority (the "Monetary Authority"). The Master Partnership has submitt
2 mentions1 same-page
Page ?Same page
reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: ESA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority
nds Law Pursuant to recent amendments to the Mutual Funds Law (as amended) of the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mutual Funds Law) are to be registered with, and regulated by, the Cayman Islands Monetary Authority (the "Monetary Authority"). The Master Partnership has submitt
Sponsored
Mutual Connections (136)
Entities connected to both Fannie Mae and the Mutual Funds Law
United States
LOCATION17 w/ Fannie·6 w/ the
Ghislaine Maxwell
PERSON18 w/ Fannie·4 w/ the
Mohammed bin Salman
PERSON10 w/ Fannie·6 w/ the
Ernst & Young LLP
ORGANIZATION9 w/ Fannie·6 w/ the
Cayman
LOCATION8 w/ Fannie·7 w/ the
UBS AG
ORGANIZATION11 w/ Fannie·3 w/ the
Marc Rich
PERSON10 w/ Fannie·4 w/ the
George W. Bush
PERSON12 w/ Fannie·2 w/ the
the Securities and Exchange Commission
ORGANIZATION10 w/ Fannie·3 w/ the
Federal Reserve
ORGANIZATION10 w/ Fannie·3 w/ the
United Kingdom
LOCATION9 w/ Fannie·3 w/ the
Department of Justice
ORGANIZATION9 w/ Fannie·3 w/ the
Samantha Power
PERSON8 w/ Fannie·3 w/ the
New York
LOCATION5 w/ Fannie·6 w/ the
New York State
LOCATION5 w/ Fannie·6 w/ the
U.S. Treasury
ORGANIZATION7 w/ Fannie·3 w/ the
UBS Fund
ORGANIZATION7 w/ Fannie·3 w/ the
Lehman
ORGANIZATION5 w/ Fannie·5 w/ the
UBS Securities LLC
ORGANIZATION7 w/ Fannie·3 w/ the
the Cayman Islands Monetary Authority
ORGANIZATION3 w/ Fannie·7 w/ the