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From: Ike Groff Subject: Early Tour 2.8.13 Date: Fri, 08 Feb 201
esearch: • UBS downgrade SMIN LN, EUR PW, EMMN SW, upgrade EXPN LN, PFL LN, LISN SW, remove OMV from least pref • BofAML Global Apparel: (downgrade HMB SS, upgrade DEB LN, +ve ITX SM), upgrade VOD LN, -ve UG FP, SPM IM • CS downgrade LMI LN, upgrade DNB NO, ARM LN, JPM upgrade SLHN VX, downgrade UBM LN
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From: Ike Groff Subject: Early Tour 3.19.12 Date: Mon, 19 Mar 2
YUM (op), Wunderlich downgrade CFR, Piper upgrades DWA UBS downgrades DSV DC & initiates EPAM (buy) & upgrades NUE/STLD (buy's) Enskilda downgrades HMB SS, HSBC downgrades AIXA GY/VIP, Exane positive LLOY Berenberg upgrades IFX GY, Exane upgrades ANTO LN, Jefferies upgrades COF/EXM SocGen initiates IH
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From: Ike Groff Subject: Early Tour 11.8.12 Date: Thu, 08 Nov 20
A (hold) UBS upgrade IMG LN, HSBC upgrade FNTN GY, DB downgrade MEL SM BofA downgrade RRS LN, UBS upgrade VIE FP, SocGen upgrade BEN FP GS upgrade HMB SS, CS upgrade SECUB SS, SocGen upgrade BARN SW Reporting Pre-Open: DF, DUK, FE, KSS, VMC, WIN, AAON, AAP, ACIW, AINV, ALR, ALTI, AMCX, AMRC, APEI, APU
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Entities connected to both Lesley Groff and HMB SS
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Ike Groff
PERSON1,286 w/ Lesley·3 w/ HMB
Bloomberg L.P.
ORGANIZATION123 w/ Lesley·2 w/ HMB
David Cameron
PERSON112 w/ Lesley·2 w/ HMB
Barack Obama
PERSON95 w/ Lesley·2 w/ HMB
Horizon
ORGANIZATION30 w/ Lesley·2 w/ HMB
Piper
PERSON28 w/ Lesley·2 w/ HMB
Utilities
ORGANIZATION17 w/ Lesley·2 w/ HMB
Paul Krugman
PERSON8 w/ Lesley·2 w/ HMB
Dentsu
ORGANIZATION5 w/ Lesley·2 w/ HMB