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um from Morgan Stanley where he was for seven years, most recently as Global Head of Equities Trading and prior as Head of Equities Trading for the Americas. Previously, Mr. Santoro held various trading and leadership roles at Citadel, Citi and Knight Trading Group across equities, equity derivatives, e
er such instruments, documents and certificates which, in the opinion of legal counsel to the Fund, from time to time may be required by the laws of the United States of America, the State of Delaware or any other jurisdiction in which the Fund shall determine to do business, or any political subdivision or agency thereof, o
ments with the SEC, the IRS, the DOJ and a group of State Attorneys General regarding investigations into the conduct of certain former employees in UBS Financial Services' former municipal reinvestment and derivatives group from 2001 to 2006. Allegations included violations of: Section 15(c)(1XA) of the Securities Exc
er such instruments, documents and certificates which, in the opinion of legal counsel to the Fund, from time to time may be required by the laws of the United States of America, the State of Delaware or any other jurisdiction in which the Fund shall determine to do business, or any political subdivision or agency thereof, o
ments with the SEC, the IRS, the DOJ and a group of State Attorneys General regarding investigations into the conduct of certain former employees in UBS Financial Services' former municipal reinvestment and derivatives group from 2001 to 2006. Allegations included violations of: Section 15(c)(1XA) of the Securities Exc
er such instruments, documents and certificates which, in the opinion of legal counsel to the Fund, from time to time may be required by the laws of the United States of America, the State of Delaware or any other jurisdiction in which the Fund shall determine to do business, or any political subdivision or agency thereof, o
ments with the SEC, the IRS, the D01 and a group of State Attorneys General regarding investigations into the conduct of certain former employees in UBS Financial Services' former municipal reinvestment and derivatives group from 2001 to 2006. Allegations included violations of: Section 15(c)(1XA) of the Securities Exc
Entities connected to both United States and UBS Financial Services'

Ghislaine Maxwell
PERSON
Department of Justice
ORGANIZATION
New York
LOCATION
Marc Rich
PERSON
Samantha Power
PERSON
New York State
LOCATION
JPMorgan Chase
ORGANIZATIONthe State of New York
LOCATIONthe Securities and Exchange Commission
ORGANIZATION
Federal Reserve
ORGANIZATION
Tokyo
LOCATION
New Hampshire
LOCATION
UBS AG
ORGANIZATION
Wilmington
LOCATIONCayman
LOCATION
Mohammed bin Salman
PERSON
Internal Revenue Service
ORGANIZATIONthe U.S. Department of Labor
ORGANIZATIONLehman
ORGANIZATION
England
LOCATION