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er such instruments, documents and certificates which, in the opinion of legal counsel to the Fund, from time to time may be required by the laws of the United States of America, the State of Delaware or any other jurisdiction in which the Fund may determine to do business, or any political subdivision or agency of any of th
otice to the Member Designee shall be delivered to the Member Designee at the following address: do UBS Financial Services Inc. 1285 Avenue of the Americas New York, NY 10019 Facsimile: Any Member may designate a new address for notices by giving written notice to such effect to the Member Designee.
he NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 2007 Entity: UBS Financial Services Brought By: Attorney General State of NY ER305378-MAXWELL Page 2 of 4 CONFIDENTIAL UBSTERFtAMAR00002086 EFTA00237717 Disclosure Statement under Rule 506(d) Aliegations: Non-oiscretio
um from Morgan Stanley where he was for seven years, most recently as Global Head of Equities Trading and prior as Head of Equities Trading for the Americas. Previously, Mr. Santoro held various trading and leadership roles at Citadel, Citi and Knight Trading Group across equities, equity derivatives, e
er such instruments, documents and certificates which, in the opinion of legal counsel to the Fund, from time to time may be required by the laws of the United States of America, the State of Delaware or any other jurisdiction in which the Fund shall determine to do business, or any political subdivision or agency thereof, o
he NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 2007 Entity: UBS Financial Services Brought By: Attorney General State of NY Page 2 of 4 CONFIDENTIAL UBSTERFtAMAR00004121 EFTA00239453 FOR EXISTING INVESTOR USE ONLY iliksagv:4R9t:IftrtaW;WWS5W,TANNwpgAw(150 5 Disclos
er such instruments, documents and certificates which, in the opinion of legal counsel to the Fund, from time to time may be required by the laws of the United States of America, the State of Delaware or any other jurisdiction in which the Fund shall determine to do business, or any political subdivision or agency thereof, o
he NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 2007 Entity: UBS Financial Services Brought By: Attorney General State of NY ML281817-MAXWELL Page 2 of 4 CONFIDENTIAL UBSTERRAMAR00002514 EFTA00238070 Disclosure Statement under Rule 506(d) iefft4'')• „, • ...;t„. Al
er such instruments, documents and certificates which, in the opinion of legal counsel to the Fund, from time to time may be required by the laws of the United States of America, the State of Delaware or any other jurisdiction in which the Fund shall determine to do business, or any political subdivision or agency thereof, o
he NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 2007 Entity: UBS Financial Services Brought By: Attorney General State of NY MAXWELL Page 2 of 4 CONFIDENTIAL UBSTERRAMAR00001461 EFTA00237107 Disclosure Statement under Rule 506(d) iefft4'')• „, • ...;t„. Aliegations
Entities connected to both United States and General State of NY

Ghislaine Maxwell
PERSON
Department of Justice
ORGANIZATION
New York
LOCATION
Marc Rich
PERSON
Samantha Power
PERSON
New York State
LOCATION
JPMorgan Chase
ORGANIZATIONthe State of New York
LOCATIONthe Securities and Exchange Commission
ORGANIZATION
Federal Reserve
ORGANIZATION
Tokyo
LOCATION
New Hampshire
LOCATION
UBS AG
ORGANIZATION
Wilmington
LOCATIONCayman
LOCATION
Mohammed bin Salman
PERSON
Internal Revenue Service
ORGANIZATIONthe U.S. Department of Labor
ORGANIZATIONLehman
ORGANIZATION
Fannie Mae
ORGANIZATION