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transaction for tax purposes; • a United States holder (as defined below) whose functional currency for tax purposes is not the U.S. dollar; • a United State expatriate; or • a person liable for alternative minimum tax. This section is based on the United States Internal Revenue Code of 1986. as amended
agency or instrumentality of the United States, including the FRB and other federal bank regulatory agencies) or any political subdivision of or in the United States that is enacted or becomes effective after the initial issuance of any share of the Series F Preferred Stock, (ii) any proposed change in those laws
erson and you have furnished a valid IRS Form W-8 or other documentation upon which the payor or broker may rely to treat the payments as made to a non-United States person, or (ii) you othenvise establish an exemption. Payment of the proceeds from the sale of Series F Preferred Stock effected at a foreign office
00.000 per sham (the "Series F Preferred Stock"). V) of The Bank of New York Mellon Corporation, deposited with Computershare ComputershareInc. and Computershare Trust Company. M.. as joint CO 0 co depositary. The depositary shares are evidenced by depositary receipts. As a holder of the depositary shares, you are entitl
ension fund" is any trust, corporation, or other organization or arrangement (A) which is created or organized under the law of a country other than the United States, (B) which is established to provide retirement or pension benefits to participants or beneficiaries that are S-16 EFTA00595864 current or former
ed Share of Beneficial Interest, Series C (the "Preferred Shares"). The Preferred Shares represented by the Depositary Shares will be deposited with Computershare Trust Company, N. A., as depositary. As a holder of Depositary Shares, you will be entitled to all proportional rights, preferences and privileges of the Preferre
e appointed within 60 days after delivery of the notice of resignation or removal and must be a bank or trust company having its principal office in the United States and having a combined capital and surplus of at least $50,000,000. Miscellaneous The depositary will forward to the holders of depositary shares al
dividend disbursing agent for the depositary shares representing the Series A Preference Shares will be responsible for dividend payments to you. Computershare Trust Company, N.A. Depositary Computershare Inc. and Computershare Trust Company, N.A. S•6 EFTA00618214 Table of Contents Summary Historical Consolidated F
Entities connected to both United States and Computershare Trust Company
the District of Columbia
LOCATIONthe Securities and Exchange Commission
ORGANIZATION
the Internal Revenue Service
ORGANIZATION
Morgan Stanley
ORGANIZATION
Bank of America
ORGANIZATION
Ontario
LOCATIONNational Association
ORGANIZATIONRegistrar
ORGANIZATION
BofA Merrill Lynch
ORGANIZATIONMorgan Stanley & Co. LLC
ORGANIZATIONDebt Securities
ORGANIZATIONUBS Investment Bank
ORGANIZATIONthe European Economic Area
LOCATIONthe New York Banking Law
ORGANIZATIONComputershare Inc.
ORGANIZATION
Safeway
ORGANIZATIONForm S-3
ORGANIZATIONDepositary
ORGANIZATIONJoint Book-Running Managers
ORGANIZATIONItem IA
PERSON