Epstein Secrets

Financial LLC. At the time he was onboarded, the potential reputational risk concerns were escalated to regional management by Chip Packard, Head WM Americas, including John Caruso, Head AML Compliance Americas. Chip was given the go ahead to proceed "so long as nothing further is identified through KYC

uthern Financial LLC update [SC] Follow Up Flag: Follow up Flag Status: Flagged From: Kimberly Hart Sent: Monday, October 02, 2017 4:53 PM To: Martin Zeman <[email protected]>; Keith Buckholz Cc: Stewart Oldfield < >; Xavier Avila Daniel-E Kaiser a Subject: RE: Southern Financial LLC update [SC] C

al herein regarding iliVP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the IWP Americas desk may include investment recommendations and brokerage advice, IWP does not provide investment management or investment advisory services, and pr

. Timing is key of course — one might well be tempted to wait for a bid of 7.5 - 8.0 in the 3m volswap, for example, to make it even more obvious. Martin Zeman Director I Institutional Wealth Partners 345 Park Avenue. New York. 10154 IWP products and services ore intended for and available only to sophist

cepak Puri Chief Invesiment Officer and Head of Wealth Discretionary Americas Frank Kelly Head of Government and Public Affairs. Deutsche Bank — Americas CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0091586 CONFIDENTIAL SDNY_GM_00237770 EFTA01388170

C10 Economic Oul From: Stewart Oldfield Sent: 1/22/2019 3:12:07 PM To: Paul Barrett CC: Alan Brody ; Martin Zeman BCC: Subject: RE: DB CIO Economic Outlook Lunch —Jan. 23, 2019, New York Looking forward to seeing you tmw. From: Stewart Oldfield Sent: Thursd

United Slates of America SETTLEMENT INSTRUCTIONS CSD Central Secuntes Oecostcry) Decostory Trust Company ‘DTCLINev Vat Federal Reserve Bakk Local Agent Clibank NA Neer

17217 Main NC local agfillt 21721? RaynveN AC 21721° Restored At 2 I a',C.I4 WV At From: Nina Tona Sent: Friday, December 15, 2017 2:47 PM To: Martin Zeman .1 1; Xavier Avila Cc: Alastair Mackinla Mathew Negus < ; Joshua Shoshan CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046182 CONFID

Financial LLC. At the time he was onboarded, the potential reputational risk concerns were escalated to regional management by Chip Packard, Head WM Americas, including John Caruso, Head AML Compliance Americas. Chip was given the go ahead to proceed "so long as nothing further is identified through KYC a

ancial LLC update [I) Classification: For IMemal use only Thank you, Kim. Martin From: Kimberly Hart Sent: Monday, October 02, 2017 4:53 PM To: Martin Zeman < >; Keith Buckholz < Cc: Stewart Oldfield < >; Xavier Avila < >; Daniel-E Kaiser < Subject: RE: Southern Financial LLC update [SC] Classificat

United Slates of America SETTLEMENT INSTRUCTIONS CSD Central Secuntes Oecosscry) Decostory Trust Company ‘DTCLINev Vat Federal Reserve Bask Local Agent Clibank NA Neer

d 217217 Main NC local agfillt 21721'2 Rayner," AC. 21721° Restored At 21M4 WV At From: Nina Tona Sent: Friday, December 15, 2017 2:47 PM To: Martin Zeman <a; Xavier Avila <a Cc: Alastair Mackinlay < MS; Mathew Negus 1 :•; Joshua Shoshan CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051

United Slates of America SETTLEMENT INSTRUCTIONS CSD :Cenral Secuntes Deposscryf Decostory Trust Corrpany tCTCLINew Yon' Federal Reserve Bank Local Agent SWFr-Address :

coarn Aomert Nsnter or 0.6103131 nit in NC local agent ervest AC, est-dtCl Nd Ar" From: Nina Tona Sent: Friday, December 15, 2017 2:47 PM To: Martin Zeman a; Xavier Avila Cc: Alastair Mackinlay Mathew Negus ; Joshua Shoshan CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054046 CONFIDEN

: We have traded a USD Rates curve cap with Paul, I have not confirmed this but I think this is the first exotic rates options ever done with a WM Americas account. Only 5-10k PNL but we are doing first of the kind for WM Americas. The pitch was great from Martin with help from Ruchir Jolly in ICG HF s

we simply need to take over. From: Todd Stevens Sent: Friday, Januar 12, 2018 12:14 PM To: Xavier Avila Cc: Daniel-E Kaiser ; Vincenzo Maini ; Martin Zeman Subject: Re: Southern Financial Rates trades Why did this need to go through gps desk? No gm documentation? On Jan 12, 2018, at 5:11 PM, Xavier Av