Epstein Secrets

INDIVIDUAL PARTY in Section 2. Account Ownershl 3A. Individual Details (for all parties) indivedual's Name: Date of Bkth: Country of Residence: Umted States I Country of Ottoenship: United States Address of primary residence: Has client resided outside of his/her country of nationality for S years o

to hold the funds necessary to cover the costs and taxes assooated with (Liming Jeffrey Epstein's NYC home Countries where busness is transacted: United Stites Number of employees: 3 3D. Wealth Profile (Orgy for parties rearing source of wealth description as indicated in Section 2) Primary Country of so

rt has been cleared by AML Compliance. Clearance attached. Richard Kahn: - No negative media - Court case was disrmssed and he was not barred from NYSE Arca and was cleared in the prevous KYCs. Attached clearances - RDC alert found - realates to violation of NYSE Arca Equities Rule - Oearance attached M

P - Deutsche Bank Private Bank Alert Batch Date: 09/03/2013 Alert Date: 09/03/2013 Person Name: Richard D Kahn Date of Birth: Address: ;mint iy United States Tracking ID: 6710214 Reporting ID: 6710214 Alert #. 1 Entity Information Alert ID: 1677299.11526362.42755808 Entity ID: Entity Name: Richard

3 -- Respondents including Richard Kahn violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by-FINRA, on behalf of NYSE Arca. Respondents are permanently barred from NYSE Arca membership unless testimony is scheduled and provided within 120 calendar days from the issuance

Private Bank Batch Date: 10/12/2016 Added to Monitoring: 10/12/2016 Alert Date: Alert 10/12/201e Person Name: Richard Kahn Address: C5iur:t iy United States Tracking ID: GCIS 00000483290 Date of Birth: Reporting ID: KYC 01651789 Alerted Entity if: 3 of 4 Alert ID: 6471205.11593658.75766498 Entity I

A-3 Respondents including Richard Kahn violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by FINRA. on behalf of NYSE Arca. Respondents are permanently barred from NYSE Arca membership unless testimony is scheduled and provided within 120 calendar days from the issuance

h description as indicated in Section 2) Nature of the Individual's Busness: Private investments thimay Country of sows of wealth/soiree of Funs? Unted States thimay industry of source of Wealth/Source of Funs? High Rid Financial Institutions Summarize Source of Wealth: 5 Business Owner • Salary/Earnngs

ert has been cleated by AML Compliance. Clearance attached. Richard Kiln: - No negative meda - Court case was dismissed and he was not barred from NYSE Arca and was dears in the previous KYC5. Attached clearances - RDC alert found - realates to violation of NYSE Arca Egalks Rule - Clearance attached. •.