6
Shared Docs
6
Same-Page
11 / 6
Mentions
an "investment adviser" (as such term is defined in the Investment Advisers Act of 1940, as amended) with respect to the Client's Account(s). 9. Non-United States Resident Additional Disinosure and Understanding. This disclosure apoiies to non-United States residents and non-United States domiciled entities. C
ate), a • A domestic trust (as defined in Regulations section 301.2701-7)- Special nibs for putruerships.Ranneranfe met conduct • nee or business In the United Sates are gamily required to pay a withholdng fax on any foreign partners' share of Income from suet' budnese. Further, In certain cases where a Fan, W-9
mended) with respect to the Client's Account(s). 9. Non-United States Resident Additional Disinosure and Understanding. This disclosure apoiies to non-United States residents and non-United States domiciled entities. Client's Account is based in the United States, and not in Client's country of residence. DBSI a
, providing Client information outside of OBSI. 7. "Party" or "Parties" means Clients) and OBSI, together with its affiliates. collectively. 8. "Restricted Securities' means securities of a corporation of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
a foreign person. and pay the withholding tax. Therefore, a you are a U.S. parson that is a prier In • partnership conducting a trade a business In the United States, provide Form W-9 to the partnership to *stadia/1 your U.S. • status and avoid withholding w your share of partnerShO Cat, No. 10731X Form W-9 (Ro
amended) with respect to the Client's Account(s). 9. Non-United States Resident Additional Diselosure and Understanding. This disclosure applies to non-United States residents and non-United States domiciled entities. Client's Account is based in the United States, and not in Client's country of residence. 0851 a
, providing Client information outside of DBSI. 7. "Party" or "Parties' means Client(s) and DBSI, together with its affiliates, collectNely. 8. 'Restricted Securities' means securities of a corporation of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
foreign person, We pay the withhading tax. There, oreof you ere a U.S. person that is a partner in a partnership conducting a trade or business in the United States, provide Form W-9 to the partnership to establish your U.S. status and avoid wahhokang on your share of partnership income. Ca. No. 10231% CONFIDE
ended) with respect to the Client's Account(s). 9. Non•United States Fffitident Additional iMeelosure and Understanding. Tnis disclosure applies to non-United States residents and non-United States domiciled entities. Client's Account is based in the United States; and not in Client's country of residence. OBSI a
ns, providing Client information outside of DBSI. 7. tatty" or "Parties' means Client(s) and DBSI, together with its affiliates, collectively. 8. 'Restricted Securities' means securities of a corporation Of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
foreign porta and pay the withholding tax. Therefore, If you are a U.S. person that is a partner in a partnership conducting a trade or business in the United States, preside Form W-9 to the partnetehip to eatablieh your flatus and avoid withholding on your slum of partnership Income. Cot. No 1023IX Form W9 (Re
ents Account(s). 9. Non-United Stateo Resident Additiouel Disclosure and Understanaing. This disclosure amities to not-United States residents and non-United States domiciled entities. Client's Account is based in the United States, and not in Client's country of residence. DBSI accounts, products and services m
, providing Client information outside of D8S1. 7. 'Party' or 'Parties' means Clients) and OBSI, together witfr its affiliates, collectively. 8. 'Restricted Securities' means securities of a corporation of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
amended) with respect to the Client's Account(s). 9. Non-United &tette Resident Additional Disolceure and Understanding. This disclosunr applies to non-United States residents and non-United States domiciled entities. Client's Account is based in the United States, and not in Client's country of residence. DBSI a
, providing Client information outside of DBSI. 7. 'Party' or 'Parties" menns Client(s) and DBSI, together with its affiliates, collectively. 8. 'Restricted Securities' means securities of a corporation of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
amended) with respect to the Client's Account(s). 9. Non-United 6tateo Resident Additional Diselceure and Understanding. This disclosum apollcis to non-United States residents and non-United States domiciled entities. Client's Account is based in the United States, and not in Client's country of residence. DBSI a
s, providing Client information outside of DBSI. 7. 'Party" or 'Parties' menns Clients) and DBSI, together whn its affiliates, collectively. 8. 'Restricted Securities' means securities of a corporation of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
Entities connected to both United States and Restricted Securities'

Jeffrey Epstein
PERSON
Deutsche Bank
ORGANIZATION
Joi Ito
PERSONDeutsche Bank Securities Inc.
ORGANIZATION
St Thomas
LOCATIONthe State of New York
LOCATIONthe Securities and Exchange Commission
ORGANIZATION
Federal Reserve
ORGANIZATION
the Internal Revenue Service
ORGANIZATIONSouthern Trust Company
ORGANIZATION
FDIC
ORGANIZATIONPershing
LOCATIONthe Federal Arbitration Act
ORGANIZATIONPershing LLC
ORGANIZATIONForeign Securities which Client
ORGANIZATIONIndebtedness
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONApplicable Law
PERSONDEISI
ORGANIZATIONInternal Revenue
ORGANIZATION