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foreign person, We pay the withhading tax. There, oreof you ere a U.S. person that is a partner in a partnership conducting a trade or business in the United States, provide Form W-9 to the partnership to establish your U.S. status and avoid wahhokang on your share of partnership income. Ca. No. 10231% CONFIDE
ended) with respect to the Client's Account(s). 9. Non•United States Fffitident Additional iMeelosure and Understanding. Tnis disclosure applies to non-United States residents and non-United States domiciled entities. Client's Account is based in the United States; and not in Client's country of residence. OBSI a
g and business conduct at OBSI's disrnrtion. Client also authorizes DBSI and any affiliate of Deotsehe Bank, including, without limitations Deutsch. Bank AG, to sham among such affiliates such information and any other confidential information DBSI and such affiliate. may have about Client and the Accoun
e Positron Signature Deutsche Bank Sutural°, Inc.. a subsidiary of Deutsche Bank AG. conducts investment banking arid securities activities in the Uni ed States 0S-PWM-0106 Cow Pat Auth & T&C (021121CORP 006420 022212 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001546 EFFA_000 15020 EFTA00
jfriii, aasoeiet:,gn eorpcnnoit Of. :government or govenimenrithagenty. - • • fir--4.0441duct ite "hairless irt thel'irgili allda.cafd elsewhere i; tthe United States tald foreign: countries and to have officeiwititorontsidc the Virgin islands and to hold, purchase,. mortgage,_ and convey real arid Personal .prop
urities Inc. is a subsidiary of Deutsche Bank AG. As used herein, the term 'affiliate of Deutsche Bank- or "Deutsche Bank affiliates" means oaursche Bank AG and its nnbsidiaries and affiliates. f ach of Deutsche Bank AG and its affiliates is a separately irtoorporeted legal entity, none of which is respo
eign person. and pay the withholding tax. Therefore, if you are a V.S. person that is a partner in a partnership conducting a trade or business new United States, provide Form IN-9 to the partnership to *stet:Joh your U.S. statue and amid withholding on your share of partnership Income. Cella 1001X Form W-9
es en investment adviser' (as such term is defined in the Investment Adyisers Act of 1940, as amended) with respect to the Client's Account(s). 9. Non-United States Resident Additional Oiseiosure and Uriderstanding. This disclosure applies to non-Untted States residents arid non-United States domiciled entities.
rities Inc. is a subsidiary of Deutsche Bank AG. As used herein, the term -affiliate of Deutsche Bank" or *Deutsche Bank affiliates" means Deutsche. Bank AG and its subsidiaries and affiliates. Each of Deutsche flank AG and its affiliates is a seeerately inoorporated legal entity, none of which is respon
h description as indicated in Section 2) Nature of the Individual's Busness: Private investments thimay Country of sows of wealth/soiree of Funs? Unted States thimay industry of source of Wealth/Source of Funs? High Rid Financial Institutions Summarize Source of Wealth: 5 Business Owner • Salary/Earnngs
olve:litany past litigation against Deutsche Bank AG Cr any of t subsidiaries or is the customer threatening litigadon against Deutsche I—I _ D i Bank AG or any of its subsidiaries? (ft Yes, provide Odd ham ero sr =Oct Quately Mgt (fin/MT) or '—' ' es No the Reattetoty Control Group ono r henry Comae
Grote Gallusstralle 10-14 60272 Frankfurt am Main Germany Tel: (49169 910 00 Deutsche Bank fineArfilitn. Int 60 Wail Street New York. NY 10005 United Slates of America Tel: (1) 212 250 2500 Richard Smith and Steve Pollard Co-Global Fiends Equity Research Andreas Neubauer Regional Head Equity Research, Germany
peen Cr!'. Bank red by Bairn. Gennings Fedora 'nano./ Supermarket, Arderfly In the United Iforgdorn. Mei rem/ i. amend snob, oceermwrited by Der4whe Bank AG sap ihro.on ita Loran Bench 51 Wrctellet House 1 Griot Winchester Stoic. London ECIN }DB De•ShOn Bin AG mine Unread Yangdorn • shothortsed by Ow Orm
ed GRCM2016PROD034I 10 Dineen° Bank AG Gauge Gaquestrage 10-14 60272 Frankfurt am Main Eten .h Bank Inc . 60 Wall Street New York. NY 10006 United Slates of America Richard Smith and Steve Pollard Co-Global Heads Equity Research Andreas Neubauer Regional Head Equity Research, Germany 1><Inkelie Bank AC, F
tee Raj Hindocha Global Chief Operating Officer Research Michael Spencer Regional Head Asia Pacific Research International locations Doer< he Bank AG Deutsche Bank Place Level 16 Corner of Hunter & Phillip Streets iCess i ma Sydney, NSW 2000 Australia Marcel Cassard Global Head FICC Resear
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