Document Mentions (3 shared documents)

EFTA00070722

2 mentions1 same-page

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ting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (fmra.org) Complainant,

From: Chris DiIon° <MIMI > To: EFTA00070722 Subject: Fw: Formal appeal for denial covered action 2015-0 l 6/ Knight Capital TCR & Appendix Date: Fri, 28 May 2021

EFTA00039689

2 mentions1 same-page

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ing Offers of Settlement - Aegis Capital Corp.. Charles Smulevitz Kevin McKenna (fmra.org) Complainant,

From: Chris DiIon° ‹ > To: EFTA00039689 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Date: Fri, 28 May 2021 14:58:

EFTA00067932

2 mentions1 same-page

Page ?Same page

ting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant,

From: Chris DiIon° <MIMI > To: EFTA00067932 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Date: Tue, 01 Jun 2021 12