Document Mentions (5 shared documents)

EFTA00316104

3 mentions1 same-page

Page ?Same page

ets and liabilities that Sam Wyly and Charles Wyly each held in the Offshore System, and also broke out the assets and liabilities, within Sam's and Charles' respective portions of the Offshore System, by Offshore Trust and Offshore Trustee. When combined with similar reports the Wylys received regardin

hip and trading of securities by corporate insiders. 2. The public companies involved in the Wylys' scheme to defraud were Michaels Stores, Inc. ("Michaels"), Sterling Software, Inc. ("Sterling Software"), Sterling Commerce, Inc. ("Sterling Commerce"), and Scottish Annuity & Life I loldings Ltd. (now k

Offshore Trustee, or both. For example: a. In September 1992, Sam Wyly directly contacted one of the Offshore Trustees and placed an order to sell Michaels stock "now that the price 16 EFTA00316119 has hit $29.50." A limit order was placed to sell 100,000 shares at $28.50 or better; however, because

EFTA00136607

2 mentions1 same-page

Page ?Same page

ative Peter J. Andrews and real estate developer Charles Cui — had tentatively been scheduled for mid-2021

ation. The Wall Street Journal <https://www.wsj.corn/articles/robinhood-faces-sec-probe-related-to-deals-with-high- speed-traders-11599074891> (9/2, Michaels, Osipovich, Subscription Publication, 7.57M) reports that Robinhood Markets Inc. is facing a civil fraud investigation from the Securities and Excha

EFTA00149417

2 mentions1 same-page

Page ?Same page

rative Peter J. Andrews and real estate developer Charles Cui - had tentatively been scheduled for mid-202

ions scandal, which the FBI has dubbed 'Operation Varsity Blues." Robinhood Markets Faces Civil Fraud Investigation. The Wall Street Journal (9/2, Michaels, Osipovich, Subscription Publication, 7.57M) reports that Robinhood Markets Inc. is facing a civil fraud investigation from the Securities and Excha