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-2,790 ALLERGAN INC DONE AT DEUTSCHE BNK/ALEX BROWN -290 ALLERGAN INC DONE AT EDGETRADE.COM INC. 2

WYETH CORRECTION DONE AT GOLDMAN SACHS AND COMPANY 2,000,000 WYETH NOTE SR CVT FR 02.3900 01/15/2024 DONE AT GOLDMAN SACHS AND COMPANY 2,880 DUKE ENERGY CORP DONE AT EDGETRADE.COM INC. FUNDS RECEIVED BY WIRE FROM 736FY0 TO 746FY0 736FY0 TO 746FY0 USD/VAR EFTA01592847 28.39280 81,785.66 2,741.00 29,

66.31220 01/29/2033 DONE AT DEUTSCHE BNK/ALEX BROWN 22,484 INTERNATIONAL GAME TECHNOLOGIES CORRECTI

INTERNATIONAL GAME TECHNOLOGIES TO 736FY0 FROM 746FY0 -2,180 DUKE ENERGY CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 EFTA01592899 2,180 DUKE ENERGY CORP DONE AT EDGETRADE.COM INC. 26.30340 57,355.03 678,746.99 678,746.99 57,355.03 678,742.50 678,742.50 68,289.91 68,289.91 79,224.80 30.13780

DEUTSCHE POSTBANK AG DONE AT DEUTSCHE BNK/ALEX BROWN -2,000 DEUTSCHE POSTBANK AG DONE AT GOLDMAN SAC

01 10/14 WIRED 01 10/17 JOURNAL 01 10/17 JOURNAL QUANTITY DESCRIPTION -600 CSX CORPORATION OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,400 DUKE ENERGY CORP 600 CSX CORPORATION 1,670 AMGEN DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 FUNDS

N PHARMACEUTICALS INC DONE AT DEUTSCHE BNK/ALEX BROWN 43.90000 1,115,060.00 SR 1,403,581.67 1,115,

FLIP TO 736FY0 FROM 746FY0 -640 CSX CORPORATION DONE AT EDGETRADE.COM INC. -1,400 CONSECO INC DONE AT EDGETRADE.COM INC. EFTA01593400 -2,300 DUKE ENERGY CORP DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 29.09810 8,821.76 25.53190 58.60580 37,503.03 35,735.86 66,910.92 37,5

M ALLOY ONUNE NCI DICUDON BY RSSF SEC FEE .51 BROWN SHOE COMPANY EXECUTION BY BUCK COMMISSION 54.0

WITH ;OMITS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE SHORT. EXECUTION BY BUCK COMMISSION 48.00 SEC FEE 1.02 09/24/01 09119/01 SOW DUKE ENERGY CORP OUR -1.300 37.64000 48.824.36 FORMERLY DUKE POWER CO SHORT. EXECUTION BY TUCK COIMWSS/ON 91.00 SEC FEE 1.84 09/24.01 09/19/01 SOLD FED