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-2,790 ALLERGAN INC DONE AT DEUTSCHE BNK/ALEX BROWN -290 ALLERGAN INC DONE AT EDGETRADE.COM INC. 2
ARRANGING FLIP TO 736FY0 FROM 746FY0 3,000,000 FRANKLIN RES INC SR LYON CVT DUE 2 76.21620 05/11/2031 CORRECTION DONE AT MERRILL LYNCH, PIERCE, FENNER AND SMITH, INC. 03 08/03 SOLD 03 08/03 SOLD 03 08/03 SOLD 01 08/03 BOUGHT 03 08/03 SOLD 01 08/03 BOUGHT -160 HCC INSURANCE HOLDINGS INC DONE
N 01.5000 07/15/2009 DONE AT DEUTSCHE BNK/ALEX BROWN -25,000 LONZA FINANCE LTD FRN 01.5000 07/15/200
PPL CORP DONE AT EDGETRADE.COM INC. 20,000 CV THERAPEUTICS INC CVT 03.2500 08/16/2013 CORRECTION AS OF 07/01/05 DONE AT MERRILL LYNCH, PIERCE, FENNER AND SMITH, INC. 01 07/05 SOLD 01 07/06 MRKD/MARKET 01 07/06 WIRED 01 07/06 JOURNAL 01 07/06 JOURNAL 03 07/06 MRKD/MARKET 03 07/06 JOURNAL 03
/2021 CORRECTION DONE AT DEUTSCHE BN K/ A LE X BROWN CREDIT SUISSE FIRST BOSTON LLC ELEVEN MADISON A
FSHORE ARRANGING FLIP TO 736F10 FROM 746FY0 3,000, 000 FRANKLIN RES INC SR LYON CVT DUE 2 05/11/2031 CORRECTION DONE AT MERRILL LYNCH, PIERCE, FENNER AND SMITH, INC. -160 HCC INSURANCE HOLDINGS INC DONE AT EDGETFtADE.COM INC. -26,100 FRANKLIN RESOURCES INC DONE AT MERRILL LYNCH, PIERCE, FENN
,064 DEUTSCHE POST AG DONE AT DEUTSCHE BNK/ALEX BROWN 400,000 KFW 0.5 02/03/10 00.5000 02/03/2010 TO
593372 -3,000 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 24,504 TJX COMPANIES INC NEW DONE AT MERRILL LYNCH, PIERCE, FENNER AND SMITH, INC. 24.14400 592,849.78 36,313.80 726,217.79 823,272.00 36,313.80 592,849.78 11.63930 71,848.41 10,626.00 36,313.80 726,217.7
Entities connected to both Julie K. Brown and FENNER

NEW YORK NY
LOCATIONChristopher Steele
PERSON
Morgan Stanley
ORGANIZATIONFIRST BOSTON LLC
ORGANIZATIONMASCO CORP
ORGANIZATIONSMITH, INC.
ORGANIZATIONCREDIT SUISSE SECURITIES (USA) LLC
ORGANIZATIONTJX COMPANIES INC NEW
ORGANIZATIONthis Independent Research
ORGANIZATIONIndependent Third Party
ORGANIZATIONHCC INSURANCE HOLDINGS INC
ORGANIZATIONSUPERVALU INC
ORGANIZATIONCENTERPOINT ENERGY INC
ORGANIZATIONPPL CORP
ORGANIZATIONEXBKR
ORGANIZATIONEXBKR/CUTTONE & CO
ORGANIZATIONVORNADO REALTY TR
ORGANIZATIONDEUTSCHE POST AG
ORGANIZATION
AMGEN
ORGANIZATIONCBRL GROUP INC
ORGANIZATION