5
Shared Docs
5
Same-Page
5 / 5
Mentions
DEUTSCHE POSTBANK AG DONE AT DEUTSCHE BNK/ALEX BROWN -2,000 DEUTSCHE POSTBANK AG DONE AT GOLDMAN SAC
URNAL QUANTITY DESCRIPTION -600 CSX CORPORATION OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,400 DUKE ENERGY CORP 600 CSX CORPORATION 1,670 AMGEN DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 FUNDS RECEIVED BY WIRE -123 MASCO CO
0 CELGENE CORPORATION DONE AT DEUTSCHE BNK/ALEX BROWN -1,000 CELGENE CORPORATION 625,000 CELGENE CORP
FROM 2F8EE0 TO 746FY0 FUNDS RECEIVED BY WIRE -2,000,000 AMGEN INC NT ZER CV 32 03/01/2032 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 9,740 AMGEN OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 2,000,000 AMGEN INC NT ZER CV 32 03/01/2032 DONE AT MORGAN, STANLEY AND COMPANY, INCORPORATED -9
,535 DEUTSCHE POST AG DONE AT DEUTSCHE BNK/ALEX BROWN 200,000 KFW 0.5 02/03/10 00.5000 02/03/2010 TO
01 05/09 JOURNAL 01 05/09 WIRED 01 05/09 JOURNAL 03 05/09 JOURNAL 03 05/09 SOLD 01 05/10 JOURNAL 01 05/10 JOURNAL QUANTITY DESCRIPTION 1,000 AMGEN DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 1,040 AMERICAN FINL GROUP INC OFFSHO
,064 DEUTSCHE POST AG DONE AT DEUTSCHE BNK/ALEX BROWN 400,000 KFW 0.5 02/03/10 00.5000 02/03/2010 TO
FROM 746FY0 -1,800 PPL CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,800 PPL CORP DONE AT EDGETRADE.COM INC. 3,540 SUPERVALU INC 2,000 AMGEN EFTA01593370 29.41860 DONE AT EDGETRADE.COM INC. 70.17210 DONE AT EDGETRADE.COM INC. 28.59470 51,480.36 104,161.31 140,353.69 51,480.36 1
N PHARMACEUTICALS INC DONE AT DEUTSCHE BNK/ALEX BROWN 43.90000 1,115,060.00 SR 1,403,581.67 1,115,
01 03/16 JOURNAL 01 03/16 WIRED 01 03/16 JOURNAL 03 03/16 JOURNAL 01 03/16 BOUGHT 03 03/16 BOUGHT 01 03/17 JOURNAL QUANTITY DESCRIPTION 2,000 AMGEN DONE AT EDGETRADE.COM INC. 1,500 VALASSIS COMMUNICATIONS INC DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCIN
Entities connected to both Julie K. Brown and AMGEN

Deutsche Bank
ORGANIZATION
NEW YORK NY
LOCATIONChristopher Steele
PERSON
Morgan Stanley
ORGANIZATION
Credit Suisse
ORGANIZATIONFIRST BOSTON LLC
ORGANIZATIONMASCO CORP
ORGANIZATIONCENTERPOINT ENERGY INC
ORGANIZATIONCBRL GROUP INC
ORGANIZATIONStandard & Poor's
ORGANIZATIONAMERICAN FINL GROUP INC
ORGANIZATIONCREDIT SUISSE SECURITIES (USA) LLC
ORGANIZATIONIndependent Third Party
ORGANIZATIONthis Independent Research
ORGANIZATION
Nintendo
ORGANIZATIONCSX CORPORATION
ORGANIZATIONTJX COMPANIES INC NEW
ORGANIZATIONSUPERVALU INC
ORGANIZATIONDUKE ENERGY CORP
ORGANIZATIONVORNADO REALTY TR
ORGANIZATION