Epstein Secrets

Private Wealth Management Deutsche Bank Alex. Brown SOUTHERN FINANCIAL LLC 6100 RED HOOK QUARTER 63

Report and such statements, the information contained in the statements shall govern. For account gaiMoss information, clients should refer to their Pershing statements. ASSET CLASSIFICATION The asset classifications described in this presentation will differ from the asset classification models used in

ill be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading), to your financial organtation and Pershing. within ten days after receipt of this statement. Please be advised that any oral communication should be re-confirmed in writing to further protect

•• • • • a re SAP< SDW_GM_00045531 DB-SONY-00083.5.5 EFTA_00156140 EFTA01288503 Important Information and Disclosures (continued) The Role of Pershing (continued) every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additiona

altimore, MD 21202-3201 Tel Deutsche Bank Alex. Brown A Division of Deutsche Bank Securities Inc Fax

ctual economic realized price. But I agree with the client that the reporting is very misleading. I need to confirm my interpretation. With whom at Pershing (Baltimore?) should I discuss? Thank You, Tazia (attachment "SOFL Jan14 Statement.pdf" deleted by Tazia Smith/db/ (Embedded image moved to file:

ighlighted lines are the non-dollar bonds executed by DB. The orange highlighted lines are the exchange rate provided by Pershing. Need to know how Pershing arrives at the exchange rate. I also attached an email from one of our SA showing Bloomberg screens for both trade dates. (Embedded image moved to

internal use only Ziggy and Tazia, I heard back from Roy Kelly at Pershing concerning our questions on your customer's January Monthly Statement. Pershing uses the "end of day" price from the day before settlement date. For the buy trade they used EOD 1/15 and the sell trade they used EOD 1/28. Both o

Clients who have selected the Deutsche Bank Alex. Brown Insured Deposit Program for Sweep Program investm

including short positions, at the close of the statement period. The market prices have been obtained from sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.' Securities for which

e..wa rye.. efts le. SDNY_GM_00049849 DB-SDNY-0012673 EFTA_00160458 EFTA01291929 Important Information and Disclosures (continued) The Role of Pershing (continued) receives as the result of securities transactions a processes • Your financial institution is responsible for adherence to the securit

eet Baltimore MD 21202-3201 Deutsche Bank Alex. Brown A Division of Deutsche Bank Securities Inc Fax

ighlighted lines are the non-dollar bonds executed by 06. The orange highlighted lines are the exchange rate provided by Pershing. Need to know how Pershing arrives at the exchange rate. I also attached an email from one of our SA showing Bloomberg screens for both trade dates. (Embedded image moved to

de done by DB. The yellow highlighted lines are the non-dollar bonds executed by 06. The orange highlighted lines are the exchange rate provided by Pershing. Need to know how Pershing arrives at the exchange rate. I also attached an email from one of our SA showing Bloomberg screens for both trade dates

Clients who have selected the Deutsche Bank Alex. Brown Insured Deposit Program for Sweep Program investm

termined by the Secretary of the Treasury. 13 The cost basis of this security has been provided to us by the delvering firm or transferrrg agent and Pershing makes no representation as to the accuracy of this information. M essages Federal Deposit Insurance Corporation (FDIC)4nsured Bank Deposits are not

Clients who have selected the Deutsche Bank Alex. Brown Insured Deposit Program for Sweep Program Investm

ur tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. Unreabzed gains and losses are not reported for securities for which cost basis or m