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razza." Sent: 2/22/2018 1:36:29 PM To: Cynthia Rodriguez Subject: RE: N46-026161 - Southern Financial IC

nthia Rodriguez < Subject: RE: N4G-026161 - Southern Financial (C) Classification: Confidential I should have access to anything that is tagged as KCP Eligible, but for some reason I can't see KYC docs for Southern Financial. Are the PCR and RDC docs on there as well? CONFIDENTIAL - PURSUANT TO FED. R. CR

Sferrazza Sent: 2/22/2018 1:31:05 To: Cynthia Rodriguez Subject: RE: N46-026161- Southern Financial ICI

Cynthia Rodriguez Subject: RE: N46-026161- Southern Financial ICI Classification: Confidential I should have access to anything that is tagged as KCP Eligible, but for some reason I can't see KYC docs for Southern Financial. Are the PCR and RDC docs on there as well? Thanks, Davide From: Cynthia Rodrig

From: Cynthia Rodriguez Sent: 2/22/2018 1:34:38 PM To: 0avide-A Sferr

Cynthia Rodriguez Subject: RE: N4G-026161 - Southern Financial IC) Classification: Confidential I should have access to anything that is tagged as KCP Eligible, but for some reason I can't see KYC docs for Southern Financial. Are the PCR and RDC docs on there as well? Thanks, Davide From: Cynthia Rodrig

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Cynthia Rodriguez Subject: RE: N4G-026161 - Southern Financial IC] Classification: Confidential I should have access to anything that is tagged as KCP Eligible, but for some reason I can't see KYC docs for Southern Financial. Are the PCR and RDC docs on there as well? Thanks, Davide From: Cynthia Rodrig