Document Mentions (5 shared documents)

EFTA01297577

2 mentions1 same-page

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ase Comments Created By Date Comments Cynthia Rodriguez 1/10/117 11:42 PM Southern Trust Company is an

is the customer F. threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Y4 O Yes g No provide details below and o'nfact Quality Mgt (LatAm/Int?) or the Regulatory Conte,/ &pup and notify Compoance anniethately) Does the client or related party have any financial or other associa

EFTA00167090

2 mentions1 same-page

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es searched to be on any sanctions Isis Cynthia Rodriguez 7/7/117 1:50 PM Verification of Address for Jef

its wine iaries or is the customer threatenng litigation against Deutsche Bank AG or any of Is subsidiaries? (if Yes, pros,* Oda* below and erertaa Quality Mgt (LatAmfireVor the Regulatory Cot Crow and nobly Compliance immethetely) G. Does the client or related party have any financial or other association

EFTA01394858

2 mentions1 same-page

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lva Luna: Delegate Council Member. • Juan Carlos Rodriguez Cuba: Delegate Council Member. • Marlene Strutz

the customer F. threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, 0 Yes 2 No provide details below and contact Quality Mgt. (LatAm/Int7) or the Regulatory Control Group and notify Compliance immediately) Does the client or related party have any financial or other assoc