Document Mentions (4 shared documents)

EFTA01282110

2 mentions1 same-page

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ase Comments Created By Date Comments Cynthia Rodriguez 7/5/117 5:11 MI Client was contacted via phone

ia Rodriguez 7/5/117 5:11 MI Client was contacted via phone on 6/28/2017 to confirm there are no material changes to his single member LIJ3 at D8 Kshitg Golani 8;18/11/ 3:36 PM This KYC serves as a high rusk update for the below listed dials (together "accountholders') - I. Zorro Management, LLC 1. LSJE,

EFTA01284148

2 mentions1 same-page

Page ?Same page

nown client, etc.): Stewart Oldfield and Cynthia Rodriguez contacted and /2017 to confirm If there are any

al van 7/25.2017 Regional Office Director: (Signatue) AM Business Risk: (Signature) AML Compliance: Kshrb) Golan, Yoonsun Chung (Signature) Kshitg Golani Yoonsun Chung 7/27/2017 7/27/2017 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager. (Signature) G

EFTA01345246

2 mentions1 same-page

Page ?Same page

ase Comments Created By Date Comments Cynthia Rodriguez 7/6/117 2:41 AM Client was contacted via phone o

ivan 7/5/2017 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Kshiti) Golani Yoonsun Chung (Signature) Kshitg Golani Yoonsun Chung 8/18/2017 8/18/2017 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature)