Epstein Secrets

OW verifkation was obtained. Negative Media & PEP: There is some negative media against Mr Epstein and he is also mantains a dose relationship with Bill Clinton and Prince Andrew. Meese see risk calculator for more information. Appropriate approval was obtaned. • Our review did not identify any red flags an

e is also mantains a dose relationship with Bill Clinton and Prince Andrew. Meese see risk calculator for

ddress & !Ds ONSHORE APPROVALS Cent Facing Professional (CFP): Chuck Walker :S.5 matue) Chuck Walker 8/25/2017 Office Director/Business Head: Steven Mattus (Sgnatae) Steven Mathis 8/29/2017 Regional Office Director: (Signatite) AML Business Risk: (Signature) NIL Compliance: Kshit Godard Yoonsun

plicable for operating entities 0 Yes ION° Is the indNidual a Politically Exposed Person (PEP)?(// Yes, desaibe) Connection with Prince Andrew and Bill Clinton Ryes • No To the best of your knowledge, is the individual related to an employee of the DB group?(if Family or friendship, describe) N/A 0 Fami

desaibe) Connection with Prince Andrew and Bill Clinton Ryes • No To the best of your knowledge, is th

se. ONSHORE APPROVALS Client Facing Professional (CFP): Stewart Oldfleld (Signature) Stewart Oldfleld 9/5/2018 Office Director/Business Head: Steven Mattus (Signature) Steven Mattus 9/6/2018 Regional Office Director: (Signature) ANL Business Risk: (Signature) AML Compliance: Kshitij Golan! (Sig

stubs under KYC — 1790724. Negative Media & PEP: There is some negative media against Mt Epstein and he is also maintains a dose relationship with Bill Clinton and Prince Andrew. Please see risk calculator for more Information. Appropriate approval was obtained. • Our review did not identify any red flags

is also maintains a dose relationship with Bill Clinton and Prince Andrew. Please see risk calculator for

se. ONSHORE APPROVALS Client Facing Professional (CFP): Stewart Oldfield (Signature) Stewart Oldfield 9/5/2018 Office Director/Business Head: Steven Mattus (Signature) Steven Mattus 9/6/2018 Regional Office Director: (Signature) AK Business Risk: (Signature) AML Compliance: KPH]) Golan' (Signat

verification was obtained. Negative Media & PEP: There is some negative media against Mr Epstein and he is also maintains a close -elationship with Bill Clinton and Prince Andrew. Please see risk cakulator for more information. Appropriate approval ,vas obtained. • Our review did not identify any red flags

is also maintains a close -elationship with Bill Clinton and Prince Andrew. Please see risk cakulator for

ress & IDs ONSHORE APPROVALS Client Facing Professional (CFP): Chuck Walker (Signature) Chuck Walker 8/25/2017 Office Director/Business Head: Steven Mattus (Signature) Steven Mattus 8/29/2017 Regional Office Director: (Signature) NIL Business Risk: (Signature) NIL Compliance: Kshiti) Golani Yoo

stubs under KYC— 1790724. Negative Media 8 PEP: There is some negative media against Mr Epstein and he is also maintains a close relationship with Bill Clinton and Prince Andrew. Please see risk calculator for more information. Appropriate approval was obtained. • Our review did not identify any red flags

is also maintains a close relationship with Bill Clinton and Prince Andrew. Please see risk calculator for

lient Facing Professional (CFP): Stewart Oldfield Signature) Stewart Omfiew 9 5 2018 Office Director: Business Head: &even Mattus ( Sgnature) Steven Mattus 9 6.2018 Regional Office DireOor. :Sgnature) AMI. Business Risk (Srature) AML Compliance: Kshitij Golani (Signature) Kshitij Golan' 9/25/20

y stubs under KYC — 1790724. Negative Media & PEP: There is some negative media against Mr Epstein and he is also maintains a close elabonship with Bill Clinton and Prince Andrew. Please see risk calculator for more information. Appropriate pproval was obtained. Our review did not identify any red flags and

e is also maintains a close elabonship with Bill Clinton and Prince Andrew. Please see risk calculator for

ase. ONSHORE APPROVALS Client Faong Professional (CFP): Stewart Oldfield (Signature) Stewart Oklfield 9/5/2018 Office Director/Business Head: Steven Mattus (Signature) Steven Mattus 9/6/2018 Regional Office Director: (Signature) MIL Business Risk: (Signature) MIL Compliance: Ksb:ui Ge'ant v.: c

(Not applicable for operating entities Is the individual a Politically Exposed Person (PEP)?(if Yes, describe) Connection with Prince Andrew and Bill Clinton To the best of your knowledge, is the individual related to an employee of the DB group?(if Family or Friendship, describe ) N/A To the best of y

escribe) Connection with Prince Andrew and Bill Clinton To the best of your knowledge, is the individual

ALS Client Facing Professional (CFP): Office Director/Business Head: Regional Office Director: AML Business Risk: (Signature) Stewart Oldfield Steven Mattus (Signature) Stewart Oldfield (Signature) Steven Mattus (Signature) EFTA01399251 9/5/2018 9/6/2018 AML Compliance: Kshitij Golani (Signatu