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Document Mentions (5 shared documents)
2 mentions1 same-page
Page ?Same page
ut admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or substantially equiv
o controlled group liability if the funds together held 80% or more of the portfolio company in question (together with the 2013 Sun Capital Case, the "Sun Capital Cases"). Although the extent of the impact of the holdings in the Sun Capital Cases is unclear, the possibility of trade or business characterization re
2 mentions1 same-page
Page ?Same page
ut admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or substantially equiv
o controlled group liability if the funds together held 80% or more of the portfolio company in question (together with the 2013 Sun Capital Case, the "Sun Capital Cases"). Although the extent of the impact of the holdings in the Sun Capital Cases is unclear, the possibility of trade or business characterization re
2 mentions1 same-page
Page ?Same page
ut admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or substantially equiv
o controlled group liability if the funds together held 80% or more of the portfolio company in question (together with the 2013 Sun Capital Case, the "Sun Capital Cases"). Although the extent of the impact of the holdings in the Sun Capital Cases is unclear, the possibility of trade or business characterization re
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2 mentions1 same-page
Page ?Same page
ut admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or substantially equiv
o controlled group liability if the funds together held 80% or more of the portfolio company in question (together with the 2013 Sun Capital Case, the "Sun Capital Cases"). Although the extent of the impact of the holdings in the Sun Capital Cases is unclear, the possibility of trade or business characterization re
2 mentions1 same-page
Page ?Same page
ut admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or substantially equiv
o controlled group liability if the funds together held 80% or more of the portfolio company in question (together with the 2013 Sun Capital Case, the "Sun Capital Cases"). Although the extent of the impact of the holdings in the Sun Capital Cases is unclear, the possibility of trade or business characterization re
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Mutual Connections (77)
Entities connected to both U.S. Virgin Islands and the "Sun Capital Cases
United States
LOCATION341 w/ U.S.·5 w/ the
Puerto Rico
LOCATION172 w/ U.S.·5 w/ the
Eric Holder
PERSON127 w/ U.S.·5 w/ the
Paul Volcker
PERSON84 w/ U.S.·5 w/ the
United Kingdom
LOCATION50 w/ U.S.·5 w/ the
United States District Court
ORGANIZATION42 w/ U.S.·5 w/ the
the District of Columbia
LOCATION36 w/ U.S.·5 w/ the
Marla Maples
PERSON22 w/ U.S.·5 w/ the
Malta
LOCATION19 w/ U.S.·5 w/ the
Cyprus
LOCATION17 w/ U.S.·5 w/ the
Liechtenstein
LOCATION17 w/ U.S.·5 w/ the
Cayman Islands
LOCATION17 w/ U.S.·5 w/ the
European Union
ORGANIZATION16 w/ U.S.·5 w/ the
Luxembourg
LOCATION15 w/ U.S.·5 w/ the
Estonia
LOCATION14 w/ U.S.·5 w/ the
Denmark
LOCATION13 w/ U.S.·5 w/ the
City of New York
LOCATION13 w/ U.S.·5 w/ the
Norway
LOCATION12 w/ U.S.·5 w/ the
Slovakia
LOCATION12 w/ U.S.·5 w/ the
Finland
LOCATION12 w/ U.S.·5 w/ the