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more volatile, and sell expensively priced (i.e., rich implied volatility) options whose underlying ins
te of Action: August 22, 2011 Entity: UBS Financial Services, Inc. Brought By: New Hampshire Bureau of Securities Regulation Allegations: UBS sold Lehman Structured Products to clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients
2 mentions1 same-page
Page ?Same page
more volatile, and sell expensively priced (i.e., rich implied volatility) options whose underlying ins
te of Action: August 22, 2011 Entity: UBS Financial Services, Inc. Brought By: New Hampshire Bureau of Securities Regulation Allegations: UBS sold Lehman Structured Products to clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients
2 mentions1 same-page
Page ?Same page
more volatile, and sell expensively priced (i.e., rich implied volatility) options whose underlying ins
te of Action: August 22, 2011 Entity: UBS Financial Services, Inc. Brought By: New Hampshire Bureau of Securities Regulation Allegations: UBS sold Lehman Structured Products to clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients
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Mutual Connections (128)
Entities connected to both Marc Rich and Lehman Structured Products
Ghislaine Maxwell
PERSON898 w/ Marc·4 w/ Lehman
United States
LOCATION626 w/ Marc·4 w/ Lehman
JPMorgan Chase
ORGANIZATION509 w/ Marc·3 w/ Lehman
Samantha Power
PERSON417 w/ Marc·4 w/ Lehman
New York
LOCATION348 w/ Marc·3 w/ Lehman
Department of Justice
ORGANIZATION295 w/ Marc·5 w/ Lehman
New Hampshire
LOCATION156 w/ Marc·6 w/ Lehman
Tokyo
LOCATION80 w/ Marc·3 w/ Lehman
New York State
LOCATION58 w/ Marc·6 w/ Lehman
Federal Reserve
ORGANIZATION53 w/ Marc·5 w/ Lehman
the Securities and Exchange Commission
ORGANIZATION45 w/ Marc·6 w/ Lehman
UBS AG
ORGANIZATION44 w/ Marc·5 w/ Lehman
Mohammed bin Salman
PERSON44 w/ Marc·3 w/ Lehman
Wilmington
LOCATION36 w/ Marc·3 w/ Lehman
Cayman
LOCATION33 w/ Marc·3 w/ Lehman
Internal Revenue Service
ORGANIZATION23 w/ Marc·6 w/ Lehman
Lehman
ORGANIZATION19 w/ Marc·6 w/ Lehman
the State of New York
LOCATION21 w/ Marc·2 w/ Lehman
England
LOCATION15 w/ Marc·3 w/ Lehman
Fannie Mae
ORGANIZATION10 w/ Marc·5 w/ Lehman