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t 10:02:05 AM EDT To: "Richard Kahn ( " < Hi Rich, Morgan Stanley is also pricing a new issue COF
ancial Corporation (Ticker: COF) Securities Offered: Depositary shares each representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series G Expected Ratings: Baa3/BB/BB (Moody's/S&P/Fitch) Size: $250mm (10mm $25 par securities) EFTA00823474 Maturity: Perpetual Price Gui
015 at 10:58:05 AM EDT To: "Richard Kahn ( " < Rich, Here is another New Issue Pfd Pricing today. S
ancial Corporation (Ticker: COF) Securities Offered: Depositary shares each representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series F EFTA00848541 Expected Ratings: Baa3/BB/BB Size: $250mm (10mm shares) Maturity: Perpetual Price Guidance: 6.25% - 6.375%; Fixed fo
6 at 3:45:52 PM EST To: Richard Kahn MINIIMI Hi Rich, WFC Pfd priced at 5.70. Demand was strong. To
From: Richard Kahn cl ip Subject: Fwd: WFC Final Price 5.70% RE: New Issue $25 Par: Wells Fargo & Company (WFC) Perpetual Preferred Stock; 5.75% Area; Fixed-for-Life Sent: Wednesday, January 20. 2016 2:34:08 PM To: "Jeffrey E." <[email protected]> Richard Kahn HBRK Associates
Entities connected to both Marc Rich and Perpetual Preferred Stock

Jeffrey Epstein
PERSON
Richard Kahn
PERSON
Prince Andrew
PERSON
NEW YORK NY
LOCATION
United States
LOCATIONMorgan Stanley Smith Barney LLC
ORGANIZATIONMorgan Stanley Wealth Management
ORGANIZATIONAndrew S. Atlas
PERSONTel/Direct
ORGANIZATIONPar New Issue Syndicate Offering
ORGANIZATIONCapital One Financial Corporation
ORGANIZATION