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ore volatile, and sell expensively priced (i.e., rich implied volatility) options whose underlying inst
lete and return to the General Partner, a Subscription Agreement and certain other documents. (See "Subscription for an Interest.") PRIME BROKER: UBS Securities LLC 623 5th Avenue, 31st Floor New York, New York 10022 AUDITOR: Rothstein, Kass & Company, P.C. 4 Becker Farm Road Roseland, New Jersey 07068 ADM
more volatile, and sell expensively priced (i.e., rich implied volatility) options whose underlying ins
ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
more volatile, and sell expensively priced (i.e., rich implied volatility) options whose underlying ins
ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
more volatile, and sell expensively priced (i.e., rich implied volatility) options whose underlying ins
ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
would advise that EM portfolios tilt toward cash-rich and faster- growing Asia. Country preferences wi
Page: HOUSE_OVERSIGHT_025266 →ulatory regime or the Financial Services Compensation Scheme. USA: This document is not intended for distribution into the US and / or to US persons. UBS Securities LLC is a subsidiary of UBS AG and an affiliate of UBS Financial Services Inc., UBS Financial Services Inc. is a subsidiary of UBS AG. Version 10/2012.
Page: HOUSE_OVERSIGHT_025290 →Entities connected to both Marc Rich and UBS Securities LLC

Jeffrey Epstein
PERSON
Ghislaine Maxwell
PERSON
John F. Kennedy
PERSON
United States
LOCATIONDeutsche Bank Securities Inc.
ORGANIZATION
JPMorgan Chase
ORGANIZATION
Julie K. Brown
PERSON
Samantha Power
PERSON
Wilbur Ross
PERSON
Barack Obama
PERSON
New York
LOCATIONDoug Band
PERSON
Department of Justice
ORGANIZATION
Paul Barrett
PERSON
New Hampshire
LOCATION
Ralph Lauren
PERSON
United Kingdom
LOCATIONNadia Marcinkova
PERSON
North America
LOCATION
Tokyo
LOCATION