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ctus or the bank deposit product's disclosure document or contact your advisor for additional information. Please note the following information for Pershing's 2014 IRS Forms 1099 (8, DIV, INT, VD and MC): Your form 1099 will be delivered as early as possible, beginning January 31, 2015. By February 17, yo
M•. teen Mat Mae SDNY_GM_00048710 DI3-SONY-0011534 EFFA_00159319 EFTA01291064 Important Information and Disclosures (continued) The Role of Pershing (continued) institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC"). Please note that SIPC does not protect
ty of any trading unit held by an account being selected as caled in a partial cal is proportional to the total number of trading units held through Pershing. Once the lottery is complete. Pershing notifies introducing broker-dealers whose introduced accounts have received an alocation. Securities registe
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including short positions, at the close of the statement period. The market prices have been obtained from sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.' Securities for which
e..wa rye.. efts le. SDNY_GM_00049849 DB-SDNY-0012673 EFTA_00160458 EFTA01291929 Important Information and Disclosures (continued) The Role of Pershing (continued) receives as the result of securities transactions a processes • Your financial institution is responsible for adherence to the securit
1, 2018 - June 30, 2018 SOUTHERN FINANCIAL LLC Ross Trade; Settlemenl Transaction Date Dale Adi
ur tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided fo us by you or your introducing firm and Pershing makes no representation as fo the accuracy of this information. e The Current Face value represents the outstanding principal balance of the underly
O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) July 1,2018 - July 31, 2018 SOUTHERN FINANCIAL LLC The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is
Entities connected to both Wilbur Ross and Pershing

Jeffrey Epstein
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George W. Bush
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Marc Rich
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Richard Kahn
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Prince Andrew
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Donald Trump
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Ghislaine Maxwell
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United States
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Julie K. Brown
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Alan Dershowitz
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Samantha Power
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Baltimore
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Eric Trump
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Bill Clinton
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Bloomberg L.P.
ORGANIZATIONthe State of New York
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Michael Cohen
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Woody Allen
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