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v-e5to.2 /NI 600N.e:, From: Kumar, B.B. Sent: Thursday, October 06, 2011 12:06 PM To: Barrett, Paul S; Morris, Paul V; Giuffrida, David J; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit R
aul S; Morris, Paul V; Giuffrida, David J; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shankar,
ities currently held in your account must occur no later than 10/11/2011. Please let us know promptly how the call is being addressed by email to Private Banking Risk Management at [email protected] and/or JPMS Credit at items [email protected]. If ou have questions please call BB Kumar Jonathan Adwa
ge 1 of 2 DID: CSID: INDEX1: INDEX2: Oct-0 7-2 011 0 4:3 4 PM JPMorgan Chase 2/2 To: Barrett, Paul S; Morris, Paul V; Giuffrida, David 3; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit
held in your account must occur no later than EFTA01590810 10/11/2011. Please let us know promptly how the call is being addressed by email to Private Banking Risk Management at [email protected] and/or JPMS Credit at jprns_credit@i- pmorgan. corn. If you Thank You. have questions please call BB Kuma
el; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Kumar, B.B.; Barrett, Paul S; Morris, Paul V; Baron, Stephen P; Weissend, Renee E Subject: RE: Immediate Action Required - REG T - FED/HOUSE CALL - 242 00686 25* 91H*FINANCIAL TRUST COMP Importance: High Cl
xtension of time from the Financial Industry Regulatory Authority (FINRA). Please let us know promptly how the call is being addressed by email to Private Banking Risk Management at PbcreditriskmanagementApmorgan.com and/or JPMS Credit at limns creditAipmorgan.com. If you have questions please call BB Kumar 212-272-3284, Jo
Oct -07-2011 04:34 Pm JPMorgan Chase 302-634-5955 To: Barrett, Paul S; Morris, Paul V; Gluffrlda, David I; Baron, Stephen P; Welssend, Renee E; Ens, Amanda Cc Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Ris
urities currently held in your account must occur no later than 10/11/2011. Please let us know promptly how the call is being addressed by email to Private Banking Risk Management at PbcreditriskmanagementOipmorgan.com and/or JPMS Credit at jpms creditgrmorgan.com. If you have questions please call BB Kumar-, Jonathan Adwar
.. F X‘to--4•1 "Crum CC. From: Kumar, B.B. Sent: Thursday, October 06, 2011 12:06 PM To: Barrett, Paul 5; Monls, Paul V; Gluffnda, David 3; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shankar, Suk-utha; Bookman, Stacey; Katz, Ira L; Syvester, Michael; Morrissey, Kevin; JPMS Credt; PB Credit Risk
urities currently held in your account must occur no later than 10/11/2011. Please let us know promptly how the call is being addressed by email to Private Banking Risk Management at Pbercdthiskrana2ementrifr3ipmorgat.com and/or JPMS Credit at ;tan. If you have questions please call BB Kumar lonatnan Adwar or Bil' Harr:son
Entities connected to both Stephen Hawking and Private Banking Risk Management

JPMorgan Chase
ORGANIZATIONBarrett
PERSON
Michael Wolff
PERSON
Dennis
PERSON
Janet
PERSON
Kumar
PERSONAmanda
PERSONStacey
PERSON
Baron
PERSONB.B.
ORGANIZATIONBookman
ORGANIZATIONPaul V. Morris
PERSONJosh Morrissey
PERSONJPMS Credit
ORGANIZATIONSylvester
PERSONRenee E
PERSONHtoon
PERSONHsiao
PERSONSukrutha
LOCATIONGiuffrida
PERSON