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artism of the Board and Chief Executive Officer Alan C. Greenberg" Chairmen of the Executive Committe
NC. BOARD OF DIRECTORS James E. Cayno Chartism of the Board and Chief Executive Officer Alan C. Greenberg" Chairmen of the Executive Committee Alan D. Schwartz""' President and Co-Chief Operating Officer Warren J. Specter'"' President and Co•Ctief Operating Officer Henry S. Biener" Resident, Northwester
ANTS' SCIENTER 112 A. James E. Cayne 112 B. Alan D. Schwartz 115 C. Samuel L. Molinaro. Jr. 1
ital By Using Incorrect Marks 110 V. 4. Misrepresentations to Regulators Relating to VaR DEFENDANTS' SCIENTER 112 A. James E. Cayne 112 B. Alan D. Schwartz 115 C. Samuel L. Molinaro. Jr. 116 D. Warren J. Spector 120 E. Alan C. Greenberg 121 F. Michael J. Alix 123 G. Jeffrey M. Farber 124
, Bear Steams share price plunged nearly 7%. B. Alan D. Schwartz 464. As Chief Executive Officer, Co
he knew, but failed to disclose to the market, was flawed — that when his resignation was announced, Bear Steams share price plunged nearly 7%. B. Alan D. Schwartz 464. As Chief Executive Officer, Co-President, Co-Chief Operating Officer, and director of Bear Steams, Defendant Schwartz participated in the iss
Entities connected to both Alan Dershowitz and Alan D. Schwartz

Jeffrey Epstein
PERSONLeon Black
PERSONAce Greenberg
PERSON
Bear Stearns
ORGANIZATION
Jimmy Cayne
PERSON
Goldman Sachs
ORGANIZATIONStandard & Poor's
ORGANIZATION
Adam Sandler
PERSON
Mohammed bin Salman
PERSONSchwartz
PERSON
Spector
PERSONthe Executive Committee
ORGANIZATION
Credit Suisse
ORGANIZATIONFarber
PERSONCo-Chief
ORGANIZATIONRabobank Group
ORGANIZATIONCioffi
ORGANIZATIONHigh Grade
ORGANIZATIONMolinaro
ORGANIZATIONJeffrey M. Farber
PERSON