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2/2014 1.250 625 •Euros converted at 1.38 • • Andrew McNeiii LERNFIN2 Tazia Smith Director I Key Cli
Account RM Description Trade Date SC (USD) Total RC (USD) KCP RC (USD) Epstein Morris USOCAD Call Spread 1/17/2014 8,900 Epstein Moms USWPT 3mo Call 1/31/2014 13,000 Epstein Morris USDCAD
2 mentions1 same-page
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7/2/2014 1,250 625 *Euros converted at 1.38 " Andrew McNeiil LFRNFIN2 30,350 7,000 3,500 OTC Total
Account RM Description Trade Date ISC (USD) Total RC (USD) KCP RC (USD) Epstein Morris USDCAD Call Spread 1/17/2014 8,900 Epstein Morris USDJPY 3mo Call 1/31/2014 13,000 Epstein Morris USD
2 mentions1 same-page
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/2014 1.250 625 • Euros converted at 1.38 • • Andrew McNetil I.FRNFIN2 Tazia Smith Director I Key Cl
Account RM Description Trade Date SC (USD) Total RC (USD) KCP RC (USD) Epstein Morris USDCAD Calf Spread 1/17/2014 8,900 Epstein Moms USDJPY 3mo Call 1/31/2014 13,000 Epstein MOMS USDCAD
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2 mentions1 same-page
Page ?Same page
7/2/2014 1,250 625 *Euros converted at 1.38 " Andrew McNeiil LFRNFIN2 30,350 7,000 3,500 OTC Total
Account RM Description Trade Date ISC (USD) Total RC (USD) KCP RC (USD) Epstein Morris USDCAD Call Spread 1/17/2014 8,900 Epstein Morris USDJPY 3mo Call 1/31/2014 13,000 Epstein Morris USD
2 mentions1 same-page
Page ?Same page
7/2/2014 1,250 625 *Euros converted at 1.38 " Andrew McNeiil LFRNFIN2 30,350 7,000 3,500 OTC Total
Account RM Description Trade Date ISC (USD) Total RC (USD) KCP RC (USD) Epstein Morris USDCAD Call Spread 1/17/2014 8,900 Epstein Morris USDJPY 3mo Call 1/31/2014 13,000 Epstein Morris USD
2 mentions1 same-page
Page ?Same page
7N2014 1,250 625 "Euros converted at 1.33 "" Andrew McNeiil LFRNFIN2 Tazia Smith Director I Key Cli
Account RM Description Trade Date SC (USD) Total RC (USD) KCP RC (Use) Epstein Morris USDCAD Call Spread 1/17/2034 8,900 Epstein Morris USDIPY 3mo Call 1/31/2014 13,000 Epstein Morris USD
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