Document Mentions (4 shared documents)

EFTA01298930

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ient assets) • PEP/RCA: Jeffrey Epstein, UBO & SOW, is considered an RCA based on his dose relationship with Bill Clinton (Former US President) and Prince Andrew (Bntish Royal Family) • Media: Negative media related to Jeffrey Epstein has been previously reviewed and escalated for reputational risk concerns.

n (PEP)?(if Ve4 destribe) Connection with Prince Andrew and Bill Clinton bi Yes 0 No To the best of yo

onsun Chung 11/16/118 1:32 PM RM Confirmed that the clients will be closing the accounts before the end of the year. Case will be closed. 11/16/18 Dimitra Manley 11/19/118 11:42 AM This KYC serves as Periodic Review for the follovang existing clients: (I) Nes LLC (2) Plan D LLC (3) The Haze Trust Risk f

EFTA00168815

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operating entities n I—I Yes 2 No Is the indvidual a Politically Exposed Person (PEP)?(AY YeS, desalt e) close relationship with Bill Orton and Prince Andrew. 2 Yes • No To the best of your knowledge, is the nelvidual related Wan employee of the DB group?Of Family or Friendship, (legate) El Family 0 N

e) close relationship with Bill Orton and Prince Andrew. 2 Yes • No To the best of your knowledge, is

CRIM. P. 6(e) DB-SDNY-0000210 UW19 2 814173 EFIA_000 19083 EFTA00168830 KYC Print Page 17 of 18 M. Case Comments Created By Date Comments Dimitra Manley 8/16/117 3:06 PM This KYC serves as a high risk update for the below listed dients (together "accountholders, - 1. Gratitude America, Ltd 2. Neptu

EFTA01284060

2 mentions1 same-page

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Von's 10/5/2015 Office Director/Business Head: Andrew F Gallivan (Signature) Andrew F Ga van 10/5110

rew F Ga van 10/511015 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance (mica Manley Gwen MI (Signature) Dimitra Manley Gwen Hill 10/512015 10/5/2015 LATAM/INTERNATIONAL APPROVALS Client Facing Prolessianal (CFP) (Satnatu.e) Account Manager: (Signature) Global