Epstein Secrets

or operating entities ii, yes RI NO Is the individual a Politically Exposed Person (PEPpfif Yes, desaibe) close relationship with Bill Clinton and Prince Andrew lij Yes 0 No To the best of your knowledge, is the individual related to an employee of the 08 group(/' Family or Friendship, dcscnbe 1 0 Family 0 F

was obtaMed. Negative Media & PEP: There is some negative media againt Mr Epstein and he is also rnairdains a close relationship Mb Bill Cknton and Prince Andrew. Please see risk calculator for more Information. Appropriate approval was obtained. • Our review did not Identify any red flags and thus there was

close relationship with Bill Clinton and Prince Andrew lij Yes 0 No To the best of your knowledge, is

its wine iaries or is the customer threatenng litigation against Deutsche Bank AG or any of Is subsidiaries? (if Yes, pros,* Oda* below and erertaa Quality Mgt (LatAmfireVor the Regulatory Cot Crow and nobly Compliance immethetely) G. Does the client or related party have any financial or other association

(SOW) Indudry: Financial Management PEPiRCA- Jeffrey Epstein. UBO 8 SOW. is considered an RCA based on his dose relationship With Bill Clinton and Prince Andrew. • Media- Negative media related to Jeffrey Epstein has been previously reviewed and escalated for reputations' flak concerns. Prior approval to pro

(PEP)7(if Yes. describe) Connection with Prince Andrew and Bill Linton WI Yes 0 No To the best of you

customer F threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If YOS, Li Yes LVI.J No provide details below and contact Quality Mgt. (LatAmant7) or the Regulatory Control Group and notify Compliance immediately) Does the client or related party have any finanaal or other assocta

ient assets) • PEP/RCA: Jeffrey Epstein, UBO & SOW, is considered an RCA based on his dose relationship with Bill Clinton (Former US President) and Prince Andrew (Bntish Royal Family) • Media: Negative media related to Jeffrey Epstein has been previously reviewed and escalated for reputational risk concerns.

n (PEP)?(if Ve4 destribe) Connection with Prince Andrew and Bill Clinton bi Yes 0 No To the best of yo

sidiaries or is the customer F. threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes pogo* details below and contact Quality Mgt (Lat4m/Intl) or the Regulatory Control Group and no* Compliance immolate))) O Yes 0No Does the client or related party have any financial or other

B3 St. Thomas United States 00802 Is the individual a Politically Exposed Person (PEP)?(if Yes, describe) close relationship with Bill Clinton and Prince Andrew To the best of your knowledge, is the individual related to an employee of the DB group?(if Family or Friendship, describe ) To the best of your kn

close relationship with Bill Clinton and Prince Andrew To the best of your knowledge, is the individual

diaries or is the customer threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt. (LatAm/Int'l) or the Regulatory Control Group and notify Compliance immediately) G Does the client or related party have any financial or other

1790724. Negative Media & PEP: There is some negative media against Mr Epstein and he is also maintains a close relationship with Bill Clinton and Prince Andrew. Please see risk calculator for more information. Appropriate approval was obtained. • Our review did not identify any red flags and thus there wa

(PEP)?(if Yes, describe) Connection with Prince Andrew and Bill Clinton To the best of your knowledge,

idiaries or is the customer threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, provide details below and contact Quality Mgt. (LatAm/Int'l) or the Regulatory Control Group and notify Compliance immediately) G Does the client or related party have any financial or other

offshore IRO Moderate isk ni t c.J High Risk Andrew ION /Offshore (Ctenpliante Shgnature) O DB Emp

s subsidiaries or is the customer threatening floater, against Deutsche Bank AG or any of is subsidiaries' (if Yes, brevet details below and contact Quality Mgt. SDNY_GM_00039746 https://dbforcepb.my.salesforCCINErlIDatiruJiA14000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-

Morns 10/5/2015 Office Director/Business Head: Andrew F Gallivan (Signature) Andrew F Gallrvan 10/5/

the customer F. threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, r Yes F No provide details below and contact Quality Mgt (LatAm/Intl)or the Regtiatory Control Group and noOly Compliance immediately) G. Dot the client or related party have any financial or other associ

re r Offshore F Moderate Risk 7:- i- High Risk Andrew Kist (Compliance Signature) F DB Employee F DB

the customer F. threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, r yes F No provide details below and contact Quality Mgt (Lat4m/Intl) a- the Regdatay Contra Group and notify Compliance immediately) G. Does the client or related party have any financial or other associ

ield 10/15/2018 Office Director/Business Head: Andrew F Gallivan (Signature) Andrew F Gallivan 10/16

the customer F. threatening litigation against Deutsche Bank AG or any of its subsidiaries? (if Yes, K Yes 5 No provide details below and contact Quality Mgt. (LatAm/Int7) or the Regulatory Control Group and notify Compliance immedlatehe) Does the client or related party have any financial or other assoc