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k you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell Begin forwarded message: From: "Atlas, Andrew S" c Subject: New Issue $25 Par: Capital One Financial Corporation (COF) Perpetual Preferred 5.375% - 5.50%; Fixed for Life Date: July 26, 2016 at 1
ancial Corporation (Ticker: COF) Securities Offered: Depositary shares each representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series G Expected Ratings: Baa3/BB/BB (Moody's/S&P/Fitch) Size: $250mm (10mm $25 par securities) EFTA00823474 Maturity: Perpetual Price Gui
k you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell Begin forwarded message: From: "Atlas, Andrew S" c Subject: New issue $25 Par: Capital One Financial Corporation (COF) Perpetual Preferred 6.25% - 6.375%; Fixed for Life Date: August 17, 2015 at
ancial Corporation (Ticker: COF) Securities Offered: Depositary shares each representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series F EFTA00848541 Expected Ratings: Baa3/BB/BB Size: $250mm (10mm shares) Maturity: Perpetual Price Guidance: 6.25% - 6.375%; Fixed fo
, January 20. 2016 2:34:08 PM To: "Jeffrey E." <[email protected]> Richard Kahn HBRK Associates Inc. Begin forwarded message: From: "Atlas, Andrew S" Subject: WFC Final Price 5.70% RE: New Issue $25 Par: Wells Fargo & Company (WFC) Perpetual Preferred Stock; 5.75% Area; Fixed-for- Life Date: Ja
From: Richard Kahn cl ip Subject: Fwd: WFC Final Price 5.70% RE: New Issue $25 Par: Wells Fargo & Company (WFC) Perpetual Preferred Stock; 5.75% Area; Fixed-for-Life Sent: Wednesday, January 20. 2016 2:34:08 PM To: "Jeffrey E." <[email protected]> Richard Kahn HBRK Associates
Entities connected to both Prince Andrew and Perpetual Preferred Stock

Jeffrey Epstein
PERSON
Marc Rich
PERSON
United States
LOCATION
Richard Kahn
PERSONMorgan Stanley Smith Barney LLC
ORGANIZATION
NEW YORK NY
LOCATIONMorgan Stanley Wealth Management
ORGANIZATIONAndrew S. Atlas
PERSONTel/Direct
ORGANIZATIONPar New Issue Syndicate Offering
ORGANIZATIONCapital One Financial Corporation
ORGANIZATION