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GHISLAINE MAXWELL-OAP HID ACCT. For the Period 7/1/13 to 7/31/13 TRADE ACTIVITY Note: S indicates Short Term Realized Gain/loss Trade Date Type Quantity Per Unit
GHISLAINE MAXWELL-OAP HID ACCT. For the Period 7/1/13 to 7/31/13
GHISLAINE MAXWELL-OAP HID ACCT. For the Period 7/1/13 to 7/31/13
GHISLAINE MAXWELL-OAP HID ACCT. For the Period 7/1/13 to
demptions 7/8 Sale COMPANHIA ENERGETICA DE MINAS GERMS SPONS ADR 7/11 High Cost REP NON VOTING PFD (3 8.9563 4.908.05 BROKERAGE 16.44 TAX 8/OR SEC .09 ESI SECURITIES COMPANY (ID: 204409-60-1) (548.000) 8.926 4,891.52 (5,444.64) (553.12) S 7/9 Sale COMPANHIA ENERGETICA DE MINAS GERMS SPONS A
s not tie aont wain: caner, New ~mare abs seeta I Name Rome ot Employee 'limber of Ospedert 0~ 48ta smul Inert 1!) Pairamn Use 0rey OlISIJUSIL MAXIAELL IRA Title 5036151 SRI I N 1 cam, troy Cearianne CAS 10I31Ø SB1062192-F1 2874 EFTA01664746 JPMorgan Personal Account Application JPMorgan 0
d Sales/Maturities/Redemptions $107,350.12 ($78,192.85) $10,570.39 L $16,588.88 S J.P. Morgan Page 13 of 15 SB1062192-F1 2796 EFTA01664668 GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 10/1/13 to 10/31/13 Trade Date Type Description Quantity Per Unit Amount Market Cost Settle Date Set
e information currently in its files to be complete and accurate. J.P. Morgan Disclosures Page 2 of 2 SB1062192-F1 2801 EFTA01664673 GHISLAINE MAXWELL SB1062192-F1 2802 EFTA01664674 SB1062192-F1 2803 EFTA01664675 JI'Morgan Chase Bank, N.A. GHISLAINE MAXWELL- OAP FDG ACCT. 270 Park Avenue
Page 13 of 15 SB1062192-F1 2796 EFTA01664668 GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 10/1/13 to 10/31/
39.000) 112.083 26,787.86 (27,840.13) (90.77) (961.50) S 2/13 2/19 Sale High Cost CHEVRON CORP @ 112.0676 5,379.24 BROKERAGE 0.72 TAX &/OR SEC .09 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 166764-10-0) (48.000) 112.051 5,378.43 (5,541.36) (162.93) L 2/13 2/19 Sale High Cost CHEVRON CORP
GHISLAINE MAXWELL EFTA01573107 EFTA01573108 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL- OAP FDG 270 Park Avenue, New York, NY 10017-2014 ACCT. For th
GHISLAINE MAXWELL EFTA01573107 EFTA01573108 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL- OAP FDG 270 Park Avenue, New York, NY 10017-2014 ACCT. For the Period
GHISLAINE MAXWELL EFTA01573107 EFTA01573108 JPMorgan Chase Ban
.92 BROKERAGE 3.59 TAX &/OR SEC .47 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 166764-10-0) CHEVRON CORP @ 112.0676 5,379.24 BROKERAGE 0.72 TAX &/OR SEC .09 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 166764-10-0) CHEVRON CORP @ 112.2235 14,140.16 BROKERAGE 2.84 TAX &/OR SEC .25 INSTINET (ID: 166764-10-0)
CHISLAINE MAXWELL - OAP IHD ACCT. For the Period 7/1/13 to 7/31/13 TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss Trade Date Type Quantity Per
demptions 7/8 Sale COMPANHIA ENERGET1CA DE MINAS GERAIS SPONS ADR 7/11 High Cost REP NON VOTING PFD 0 8.9563 4,908.05 BROKERAGE 16.44 TAX 8/OR SEC .09 ESI SECURITIES COMPANY (ID: 204409-60-1) (548.000) 8.926 4,891.52 (5,444.64) (553.12) S 7/9 Sale COMPANHIA ENERGETICA DE MINAS GERAIS SPONS
CHISLAINE MAXWELL - OAP MD ACCT. For the Period 8/1/13 to 8/31/13 Trade Date Type Description Quantity Per Unit Amount Proceeds Tax Cost Realized Gain/Loss
8/7 Sale ROYAL DUTCH SHELL PLC ADR 0 67.1803 5,038.52 (75.000) 67.139 5,035.43 (5,780.03) (744.60) S 8/12 High Cost BROKERAGE 3.00 TAX 8/OR SEC .09 ESI SECURITIES COMPANY (ID: 780259-10-7) 8/8 Sale ISRAEL CHEMICALS LTD ADR @ 7.9179 3,840.18 (485.000) 7.898 3,830.41 (6,513.55) (2,683.14)
CH ISLAINE MAXWELL - OAP IHD ACCT. For the Period 8/1/I3 to sain3
8/7 Sale ROYAL DUTCH SHELL PLC ADR @ 67.1803 5,038.52 (75.000) 67.139 5,035.43 (5.780.M (744.60) S 8/12 High Cost BROKERAGE 3.00 TAX 8/OR SEC .09 ESI SECURITIES COMPANY (ID: 780259-10-7) 8/8 Sale ISRAEL CHEMICALS LTD ADR a 7.9179 3,840.18 (485.000) 7.898 3,830.41 (6,513.55) (2,683.14)
Entities connected to both Ghislaine Maxwell and SEC .09

JPMorgan Chase
ORGANIZATION
the Internal Revenue Service
ORGANIZATION
Nassau
LOCATION
JOHNSON & JOHNSON
ORGANIZATION
BAYER
ORGANIZATIONFIRST BOSTON LLC
ORGANIZATIONISRAEL CHEMICALS LTD ADR
ORGANIZATIONPERSHING & COMPANY
ORGANIZATIONESI SECURITIES COMPANY
ORGANIZATIONASTRAZENECA PLC SPONS
ORGANIZATIONBLACKROCK INC TRANSFER TO
ORGANIZATIONCATERPILLAR INC TRANSFER TO
ORGANIZATIONCOLGATE PALMOLIVE CO TRANSFER TO
ORGANIZATIONGENERAL MILLS INC TRANSFER TO
ORGANIZATIONMC DONALDS CORP TRANSFER TO
ORGANIZATIONNEXTERA ENERGY INC TRANSFER TO
ORGANIZATIONOCCIDENTAL PETROLEUM CORP TRANSFER TO
ORGANIZATIONXILINX CORP TRANSFER TO
ORGANIZATIONINSTINET
ORGANIZATIONBAXTER INTERNATIONAL INC TRANSFER TO
ORGANIZATION