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GHISLAINE MAXWELL - OAP HID ACCT. For the Period 2/1/13 to 2/28/13 Trade Date Type Description Quantity Per Unit Amount Market Cost Sett 'e Date Settled Securitie
GHISLAINE MAXWELL - OAP HID ACCT. For the Period 2/1/13 to 2/28/1
GHISLAINE MAXWELL - OAP HID ACCT. For the Period 2/1/13 to 2/28/1
GHISLAINE MAXWELL - OAP HID ACCT. For the Period 2/1/13 t
to 2/28/13 Trade Date Type Description Quantity Per Unit Amount Market Cost Sett 'e Date Settled Securities Purchased 1/29 Purchase 2/1 ABB LTD SPONS ADR 0 21.5332 27,562.50 BROKERAGE 51.20 ESI SECURITIES COMPANY (ID: 000375-20-4) 1,280.000 21.573 (27,613/0) • 1/29 2/1 Purchase ASTRAZENECA
5 mentions1 same-page
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GHISLAINE MAXWELL-OAP HID ACCT. For the Period 4/1/13 to 4/30/13 Trade Date Type Sett* Date Selection Method Description Per Unit Realized Quantity Amount Proc
GHISLAINE MAXWELL-OAP HID ACCT. For the Period 4/1/13 to 4/30/13
GHISLAINE MAXWELL-OAP HID ACCT. For the Period 4/1/13 to 4/30/13
GHISLAINE MAXWELL-OAP HID ACCT. For the Period 4/1/13 to
Y LTD SPONS ADR Q 16.1472 20.184.00 BROKERAGE 37.50 ESI SECURITIES COMPANY (ID: 497350-30-6) 1,250.000 16.177 (20,221.50) 4/22 4/25 Purchase ABB LTD SPONS ADR Q 21.171 13,761.15 BROKERAGE 26.00 ESI SECURITIES COMPANY (ID: 000375-20-4) 650.000 21.211 (13,787.15) 4/22 4/25 Purchase ASTRAZENECA PLC
2 mentions1 same-page
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CHISLAINE MAXWELL - OAP IHD ACCT. For the Period 7/1/13 to 7/31/13 TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss Trade Date Type Quantity Per
1) ($1,064.49) S Trade Date Type Description Quantity Per Unit Amount Market Cost Settle Date Settled Securities Purchased 7/12 Purchase ABB LTD SPONS ADR 0 22.4047 6,049.27 BROKERAGE 270.000 22.445 (6.060.07) 7117 10.80 ESI SECURITIES COMPANY (ID: 000375-20-4) 7/12 Purchase ASTRAZENECA PLC
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2 mentions1 same-page
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GH1SLAINE MAXWELL-OAP HID ACCT. For the Period 2/1/14 to 2/28/14
4 BROKERAGE 2/10 High Cost 11.00 TAX 8/OR SEC .12 FIDELITY CAPITAL MARKETS (ID: 000375-20-4) 6,806.32 (6,167.94) 15.86 L 622.50 S 2/6 Sale ABB LTD SPONS ADR 0 25.0403 11,268.14 BROKERAGE 2/11 High Cost 18.00 TAX 8/OR SEC .20 FIDELITY CAPITAL MARKETS (ID 000375-20-4) (450.000) 25.00 11,249.94 (
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Mutual Connections (2)
Entities connected to both Ghislaine Maxwell and ABB LTD SPONS
