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line at 800-RMA-1000, account visit our website: www.ubscomffinancialseivices Resource Management Account February 2014 Account name: GHI51AINE MAXWELL Friendly account name: Account number: Your investment objectives: You have identified the following Value of your account investment objective
available.-- 52.790 60,444.55 continued next page 0,2600040022 44962 M000144229 04005 0213 0305750)4 cocttnne_om_0002Ates 34 of 48 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Ignandol Advisor: SCOTT STACKMANLYLE CASIVEL CONFIDENTIAL EF1'A_00132253 EFTA01274390 SU
end and interest income Change in market value Value of your account on Mar 31, 2014 10.00 $1,936,618118 1513.38 11910860 $1,954311.16 SDNY GM 00021642 Member SIPC CM170003006479795NP70003C0405 00035 0314 030575004 CONFIDENTIAL 100000 Page 49 of 86 EFTA_00 I 32262 EFTA01274399 SUBS
0005 0414 030575004 000000 Peg* 57 of 98 CONFIDENTIAL EFTA_00132288 EFTA01274425 SUBS Resource Management Account April 2014 Account name: GHISLA1NE MAXWELL Friendly account name: Account number. Your Amends( Advisor: SCOTT STACK MAN LYLE CASRIEL YOLK assets Equities Common stock (Continued) Trade
Receive Dtc ZURICH INS GROUP LTD SPON ADR CUSIP: 989825104 2,025.000 60,993,00 Total Securities transferred in 11,740,790.28 Account name: GHIStANE MAXWELL Friendly account name: Account number: Your lq Banda Advisor: SCOTT STACK MANLYLE CASRIEL Date AcIrvrty Description Amount (S) Money balance
005 0714 03057%04 041410hcom_000lleitttiss of 100 CONFIDENTIAL EFTA_00132341 EFTA01274478 UBS Strategic Advisor sUBS July 2014 Account name: GHISLAINE MA (WELL Friendly account name: Account number. Your Finandal Advisor: SCOTT STACKMANLYLE CASRIEL Your assets Equities . Common stock (continued)
87. • ti tate of orrOn Or OAKInnS and an electronic cards Wander (ET) l> BS Wedeln card trantectom, call a wile to UBS Fence' Senior, ex., 1000 Harbor Blvd., 6th floor, Week/Men N/ 07036, AtIrr RIANBSA Services Cal a write as soon as you cart if you hit yes staerrent or receipt is rang cf 4 you need mo
BS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 Crs70065052410616r1235 v1 0 Resource Management Account June 2016 OHISLAINE MAXWELL P.O. BOX 308 TEANECK N107666-0308 Account name: GHiSLANE MAXWELL Friendly account name: Indiv.Check/Car Account number. Your Nnancial Advisor.
est income Change in market value $11.23 $0.00 13 9 159 • Value of your emote& on Oct 30, 201S S15,875.44 De< 1014 se') ioi s 2ois SDNY GM 00023664 Member SIPC CNP10303005725315 NP7000199496 00009 1015 030575004 Y113576550000000 Page 1 of 8 CONFIDENTIAL EFTA_00 134284 EFTA01276055
s transferred out -8,178.40 -142,265.53 Dividend and interest income 0.40 11.23 Closing account value $15,875.44 $1 5,875.44 Account name: GHISLAINE MAXWELL friendly account name: Inch,' Checkkar Account number. Dividend and interest income earned rot outposts of Ins Statement temerity of inte
nt (S) Card purchases U3S Von debit XX>C0 3536 G MAXWELL Le35 Visa debit. XXX4 0963 G MAXVVELL Oct30 N
y account name: Indiv.Checkitar Account number. Your linandal Advisor. SCOTT STACKMANILYLE CASRIEL Phone Resource Management Account July 2016 GHISLA1NE MAXWELL P.O. BOX 308 TEANECK NJ 07665-0308 Questions about your statement? Value of your account Call your Financial Advisor or the RMA aesourceline at
als about al electronic knob Mania (21). ba paymint a UBS Voareckbil card transactions, call 912762-1000, or mite to UBS FeoncialSenices lx., 1000 Harbor Blvd., 6th floor. Weehankery NJ 07086, AM RIAAISSA Servos Cal cc mile as soon an you can,' you thek mom Owning a receipt k map or' Ku need more edamati
laine Maxwell 1.015 696.83 Strategic Advisor Ghislaine Maxwell 1305.979 97 Strategic Advisor Ghislaine Maxwell 15.29.221.% Strategic Advisor Sihislaine Maxwell 57 152.76 Total $6,825,364.69 Page 3 of 3 Strategic Advisor Concentration Exception Amendment —MI Advisory Accounts with Same 11N CONFIDENTIAL
ify UBS Financial Services of any material changes, particularly those affecting your financial situation or investment objectives. Client Name. e Maxwell Title: Date: 3 • Go • I S— Client Name: By: Financial Advisor: Title: Date: Date: Branch Office Manages;_ Date: Management Date: Branch Ins
Account Title Strategic Advisor Account Number Ghislaine Maxwell Concentrated Position: N/A Concentrati
UBS UBS Financial Services Inc. 1000 Harbor Blvd., 3rd floor Weehawken, Ni 07086 UBS Strategic Advisor Program prow ids mai UBS Strategic Advisor Program Request for Concentrated Position Except
nt at year end 2013 Net deposits and rittidram% Your nvestrnent return Change in market Mu. Value of your account on Fob 29, 2014 3000 SDNY GM 00024832 33,517.75 10.00 99517.75 Mombor SIPC PZ601:03007244805 P26000143882 00001 0214 0:00000OCe CCCCOCI Page 1 of 6 CONFIDENTIAL EFIA_0013
thirst of wren or sf.reslims roar an electronic funds transfer or BS Vise debit card tanuctiorn, call or write to UBS Fhunual Semen frt., 1000 Harbor Blvd., 6th floor, Wanner' N) 07036, AtIrr MAMMA Soren Cal or write as soon as you cart it you thrk yes statement or receipt is mug Cl 4 you need more H
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