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w [ I; Ramdeen, Vijai Stackman, Scott [ I I Subject: RE: Cash Request ; Shkreli, Juliana I; Waldron, Chelsey Devon Per the conversation with Ghislaine the request was changed to 5k. Thank you. From: Sent: Monday, July 28, 2014 10:38 AM To: Casriel, Lyle Subject: Re: Cash Request Hi Lyle, I spo
onday, July 28, 2014 10:11 AM To: Casriel, Lyle; G Maxwell Cc: Klein, Matthew; Ramdeen, Vijai; Shkreli, Jul
Subject: Re: Cash Request Hi Lyle, I spoke with Ms. Maxwell and she would like $9,000, not 510k. Kind regard
today to confirm the pick-up instructions. Best, Lyle Lyle Casriel Senior Vice President—Investments Private Wealth Advisor I Portfolio Manager Advisory & Brokerage Services UBS Financial Services Inc. Private Wealth Management 299 Park Avenue. 25th Floor New York. NY 10171 www.ubs.com/nrivatewealthinanagement •Wisc
HIS Annual Review As of 09/29/2017 Report Prepared for: Maxwell Family Account Name Type Ghislaine Maxwell (Y1 )0C(97) UBS Strategic Advisor Enclosed please find your Annual Review. it is air goal to provide you with reporting that is comprehensive yet
lease report any discrepancies to your Financial Advisor immediately. Financial Advisors: SCOTT STACKMAN/LYLE CASRIEL Branch Office: IIIILMENME GHISLAINE MAXWELL MIS Package ID: 0225898933 - 0005 Page 1 of 5 CONFIDENTIAL UBSTERRAMAR00003395 EFTA00238759 Vi XXX97 • Ghislaine Maxwell • UBS Strate
al Review As of 09/29/2017 Report Prepared for: Maxwell Family Account Name Type Ghislaine Maxwell (Y1
bfications/character-risks pp .or by writing to VBS Financial Services Inc., 1200 Harbor Boulevard, Weehawken, NJ 07086. Important information about Advisory & Brokerage Services: As a firm providing wealth management services to dients, UBS is registered with the U.S. Securities and Exchange Commission (SEC as an investment
Message From: Casriel, Lyle Sent: 7/28/2014 1:52:08 PM To: G Maxwell CC: Klein, Matthew Subject: Cash Request Ghislaine, Ramdeen, Vijai j; Stackman, Scott ; Shkreli, Juliana Waldron, Chelsey Devon We are working to have cash ready for you for tomorrow. We just wan
Casriel, Lyle Sent: 7/28/2014 1:52:08 PM To: G Maxwell CC: Klein, Matthew Subject: Cash Request Ghi
day to confirm the pick-up instructions. Best, Lyle Lyle Casriel Senior Vice President — Investments Private Wealth Advisor I Portfolio Manager Advisory & Brokerage Services UBS Financial Services Inc. Private Wealth Management 299 Park Avenue. 25th Floor New York, NY 10171 Tel Fax vv ww.ubs.corn/privatewealtlunana
asriel, Lyle [ Sent: 9/26/2014 3:39:16 PM To: G Maxwell [ CC: Klein, Matthew [ I; Ramdeen, Vijai [ I;
n, Chelsey Devon From: " < Date: Friday, September 26, 2014 at 9:45 AM To: gmax < Cc:" "< < >, a a>, Scott Stackman < >, Subject: PIMCO Ghislaine, Hope you are well. This morning it was announced that Bill Gross is leaving Pimco for Janus as of next Monday. You have a position in the Pimco Un
Lyle CONFIDENTIAL UBSTERRAMAR00000653 EFTA00236352 Lyle Casricl Senior Vice President—Investments Private Wealth Advisor I Portfolio Manager Advisory & Brokerage Services UBS Financial Services Inc. Private Wealth Management www.ubs.cOinfprivatcwcalthmanagcinent "Disclaimer" Please ant our webs rte at harfinoncials
Entities connected to both Ghislaine Maxwell and Advisory & Brokerage Services
Juliana Shkreli
PERSONUBS Financial Services Inc.
ORGANIZATIONVijai Ramdeen
PERSONWaldron
PERSONScott Stackman
PERSONChelsey Devon
PERSON