Document Mentions (4 shared documents)

EFTA01365351

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ncial, LLC - CRDS ID: 1007406812 [I] Classification: For internal use only Todd — Daniel recommended that I follow up the chain below indicating to GM that we're off-boarding Southern Financial. Ok to proceed? Thank you, Vahe From: Vahe Stepanian Sent: Monday, November 14, 2016 10:32 AM To: To

DS ID: 1007406812 (I) Classification: For internal use only From: Todd Stevens Sent: Wednesday, November 16, 2016 8:14 AM To: Vahe Stepanian Cc: Darlene Zong; Daniel Sabba Subject: RE: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812 [I] Classification: For internal use only proceed

EFTA01365352

2 mentions1 same-page

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Financial, LLC - CRDS ID: Classification: For Internal use only Todd / Daniel — can we please discuss this week? Would like to be responsive to our GM colleagues. Thanks, Vahe From: Michael Valencia On Behalf Of kyc outreachteam Sent: Monday, November 14, 2016 8:34 AM To: Vahe Stepanian Cc: Da

From: Vahe Stepanian Sent: Monday, November 14, 2016 8:36 AM To: Todd Stevens; Daniel Sabba Cc: Darlene Zong Subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID: Classification: For Internal use only Todd / Daniel — can we please discuss t

EFTA01377208

2 mentions1 same-page

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: RE: ISDA paper [CI Attachments: Southern Financial Termination Agreement- GMRA Execution Copy.pdf; Southern Trust Company Termination Agreement- GM RA Execution Copy.pdf; Southern Trust Company Inc -ISDA Termination Agreement- DB Execution Ver....pdf; Southern Financial LLC-ISDA Termination Agre

ewart 0ldfielc classification: confidential Hi Rich, Please find attached the revised ISDA and GMRA termination agreement for your review. Best, Darlene Zong, CFA 345 Par Avenue, 26t F oor, New Yor , NY, 10154 Original message From: Daniel Sabba Sent: wednesday, December 07, 2016 10:46 AM To: Richar