Document Mentions (3 shared documents)

EFTA00239188_sub_003 - EFTA00239188_269

2 mentions1 same-page

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unts than those which have been selected. Additional Activities Mr. Englander has a minority, passive interest in a non-Millennium broker-dealer, Israel A. Englander & Co., Inc ("Englander & Co."). To the extent that the Fund or a Portfolio Manager employs the services of Englander & Co., this could constitute a confli

's website is www.cimoney.ky. Foreign Registrations A number of the Millennium entities are registered with their local regulators. See "The Fund's Management, Structure and Operations—Affiliated Relying Advisers." Stock Farchanges/Self-Regulatory Organizations By virtue of their exchange memberships, certain Millennium entities are also subject to oversigh

EFTA00237816_sub_003 - EFTA00237816_258

2 mentions1 same-page

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Millennium in its sole discretion. Outside Business Activities Mr. Englander has a minority, passive interest in a non-Millennium broker-dealer, Israel A. Englander & Co., Inc ("Englander & Co."). To the extent that the Fund or a Portfolio Manager employs the services of Englander & Co., this could constitute a confl

r approval of other actions. Foreign Registrations A number of the Millennium entities are registered with their local regulators. See "The Fund's Management, Structure and Operations—Affiliated Relying Advisers." Stock Exchanges/Self-Regulatory Organizations By virtue of their exchange memberships, a number of Millennium entities are also subject to overs

EFTA00236853_sub_003 - EFTA00236853_258

2 mentions1 same-page

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Mutual Connections (126)

Entities connected to both Israel A. Englander & Co. and Management, Structure and Operations—Affiliated Relying Advisers

Anti-Money Laundering Regulations