3
Shared Docs
3
Same-Page
3 / 3
Mentions
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
ncial products that relate to investment in investment funds increases, Millennium will continually evaluate new sources of financing and leverage. The Fund's Risk Management Program Millennium maintains an investment risk assessment and management program designed to identify, measure, monitor, manage and report on the market r
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
llennium will continually evaluate new sources of financing and leverage. ML281817-MAXWELL II-5I CONFIDENTIAL UBSTERRAMAR00002467 EFTA00238023 The Fund's Risk Management Program Millennium maintains an investment risk assessment and management program designed to identify, measure, monitor, manage and report on the market r
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
ases, Millennium will continually evaluate new sources of financing and leverage. -MAXWELL II-5I CONFIDENTIAL UBSTERRAMAR00001414 EFTA00237060 The Fund's Risk Management Program Millennium maintains an investment risk assessment and management program designed to identify, measure, monitor, manage and report on the market r
Entities connected to both the Connecticut Department of Banking and The Fund's Risk Management Program

UBS AG
ORGANIZATION
New York State
LOCATION
New York
LOCATIONErnst & Young LLP
ORGANIZATION
Millennium
ORGANIZATIONMillennium USA LP
ORGANIZATIONUBS Fund Advisor
ORGANIZATIONUBS Fund
ORGANIZATION
United States
LOCATIONCayman
LOCATIONthe Securities and Exchange Commission
ORGANIZATIONUBS Securities LLC
ORGANIZATIONRelated-Party Transactions
ORGANIZATION
Department of Justice
ORGANIZATIONthe Administrative Services Agreement
ORGANIZATIONthe Mutual Funds Law
ORGANIZATIONCayman Islands Mutual Funds Law
ORGANIZATIONthe Cayman Islands Monetary Authority
ORGANIZATION
Internal Revenue Service
ORGANIZATION
Samantha Power
PERSON