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meeting is to be called shall be provided to the Manager. In the case of a meeting called by the Soliciting Members for the purpose of terminating the Administrative Services Agreement or removing the Administrator pursuant to the Administrative Services Agreement, such written proposal shall also set forth the name, qualification
AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Department of Banking On May 20, 2015, UBS AG entered into settlements with the DO1, the Board of Governors of the Federal Reserve, and the Connecticut Depar
2 mentions1 same-page
Page ?Same page
meeting is to be called shall be provided to the Manager. In the case of a meeting called by the Soliciting Members for the purpose of terminating the Administrative Services Agreement or removing the Administrator pursuant to the Administrative Services Agreement, such written proposal shall also set forth the name, qualification
AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Department of Banking On May 20, 2015, UBS AG entered into settlements with the DO1, the Board of Governors of the Federal Reserve, and the Connecticut Depar
2 mentions1 same-page
Page ?Same page
meeting is to be called shall be provided to the Manager. In the case of a meeting called by the Soliciting Members for the purpose of terminating the Administrative Services Agreement or removing the Administrator pursuant to the Administrative Services Agreement, such written proposal shall also set forth the name, qualification
AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Department of Banking On May 20, 2015, UBS AG entered into settlements with the DO1, the Board of Governors of the Federal Reserve, and the Connecticut Depar
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Mutual Connections (126)
Entities connected to both the Administrative Services Agreement and Connecticut Department
UBS Fund Advisor
ORGANIZATION5 w/ the·4 w/ Connecticut
UBS AG
ORGANIZATION5 w/ the·4 w/ Connecticut
United States
LOCATION5 w/ the·4 w/ Connecticut
the Securities and Exchange Commission
ORGANIZATION4 w/ the·4 w/ Connecticut
Fannie Mae
ORGANIZATION4 w/ the·4 w/ Connecticut
UBS Fund
ORGANIZATION4 w/ the·4 w/ Connecticut
Federal Reserve
ORGANIZATION4 w/ the·4 w/ Connecticut
Ernst & Young LLP
ORGANIZATION5 w/ the·3 w/ Connecticut
the North American Securities Administrators Association
ORGANIZATION3 w/ the·4 w/ Connecticut
Civil Penalty
ORGANIZATION3 w/ the·4 w/ Connecticut
Cease & Desist
ORGANIZATION3 w/ the·4 w/ Connecticut
General State of NY
ORGANIZATION3 w/ the·4 w/ Connecticut
Brought
ORGANIZATION3 w/ the·4 w/ Connecticut
The Ohio Division of Securities
ORGANIZATION3 w/ the·4 w/ Connecticut
Back Taxes Payment
ORGANIZATION3 w/ the·4 w/ Connecticut
Swiss Federal Banking Commission
ORGANIZATION3 w/ the·4 w/ Connecticut
Department of Justice
ORGANIZATION3 w/ the·4 w/ Connecticut
New York State
LOCATION3 w/ the·4 w/ Connecticut
The Fund's Risk Management Program
ORGANIZATION4 w/ the·3 w/ Connecticut
Internal Revenue Service
ORGANIZATION3 w/ the·4 w/ Connecticut