3
Shared Docs
3
Same-Page
3 / 3
Mentions
001-31-02 COMIASSION 60.00 SEC FEE 1,00 CAPSTONE TURBINE CORP EXECUTION BY SBSH VS 8800 01-08-02. 2200 01.100 2. 3800 01.24.02 SEC FEE .83 FMC CORP NEW SEE NOTE T ON BACK EXECUTON BY 138A8 VS 300 11.13-01. 600 1148-01 COAAMSSION 63.00 SEC FEE .49 02/26/02 02/21/02 SOLE 02/26102 02721/02
742 COMPASSION 140.00 SABRE HOLDINGSUIRP &A EXECUTION BY PACO VS 1880 11-2041. 1600 11-16-0 1, 3250 1145.01 COMMISSPON 451.50 SEC FEE 3.90 CABLEVISION SYSTEMS CORP-CL A CABLEVISON NY GROUP COM LNSOUCITEO AVG PRICE SHOWN-DETAILS ON REO ACTUAL CONFIRM TO YOUR AGENT SEE NOTE TON BACK AS OF 01/1802 WORMS, INC S
CASH 10.550 23.6400 249.402 ENZON INC ENZN CASH 1.350 56.2800 75.978 FOX ENTERTAINMENT GROUP INC FOX CASH 8.600 26.5300 228.158 CL A FMC CORP NEW FMC CASH 2.400 59.5000 142.800 FOOT LOCKER INC Z CASH 4,750 15.6500 74,338 FEDERATED DEPARTMENT STORES FD CASH 6,800 40.9000 278.120
) Equities & Options (continued) DESCRP'ION SYMBOUCUSIP ACCT TIDE OUANTITY PACE MARKET VALLE ESTIMATED ANNUAL INCOME CURFENT YIELD IN:1 CABLEVISION SYSTEMS CORP-CL A CVC CASH 5.000 47.4500 237.250 CABLEVISION NY GROUP COM CONTINENTAL AIRUNES INC-CL B CAL CASH 5,850 26.2100 153.329 DMC STRATF_X NETWO
1-31-02 COMMISSION 60.00 SEC FEE 1.00 CAPSTONE TURBINE CORP EXECUTION BY SEISH VS 8600 01-08-02. 2200 01-10-0 2. 3800 01-24-02 SEC FEE .63 FMC CORP NEW SEE NOTE '5' ON BACK EXECUTION BY DBAB VS 300 11-13-01, 600 11-16-01 COMMISSION 63.00 SEC FEE .49 SYMBOUCUSIP KCP COWIN 4,200 PRCE 18.65
COMMISSION 140,00 SABRE HOLDINGS CORP CL A EXECUTION BY MLCO VS 1600 11-20-01, 1600 11-16-0 I. 3250 11-15-01 COMMISSION 451,50 SEC FEE 3,90 CABLEVISION SYSTEMS CORP-CL A CABLEVISION NY GROUP COM UNSOUCRED AVG PRICE SHOWN-DETALS ON REO ACTUAL CCMF1RM TO YOUR AGENT SEE NOTE 5 ON BACX AS OF 01/18102 OCR -5.000
Entities connected to both FMC CORP NEW and CABLEVISION SYSTEMS CORP-CL
OMNICARE INC
ORGANIZATIONJONES APPAREL GROUP INC
ORGANIZATIONCITIZENS COMMUNICATIONS CO
ORGANIZATIONBEVERLY ENTERPRISES INC NEW
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATION
Paul Ryan
PERSON
Ralph Lauren
PERSONANNTAYLOR STORES CORP
ORGANIZATIONUNIVERSAL HEALTH SERVICES INC
ORGANIZATION
COOPER INDUSTRIES INC
ORGANIZATION
Bradley Cooper
PERSONTIBCO SOFTWARE INC
ORGANIZATIONADLAC
ORGANIZATIONTALBOTS INC
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONCISCO SYSTEMS INC
ORGANIZATIONSOLECTRON CORP
ORGANIZATION
John Brennan
PERSONJeanne Brennan
PERSON