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Document Mentions (5 shared documents)
2 mentions1 same-page
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t. As I have shown, MANY within the SEC had my information. Including SEC NY. Which is why the SEC corruptly moved the handling of the complaint to the SEC LA. While never bringing ANY individual complaints against UBS San Diego brokers. The UBS trading activity: My information UBS acknowledged in the com
ial, Inc. (NYSE: AX) (Axos or the Company) announced that its subsidiary, Axos Clearing, LLC, has completed the acquisition of the parent company of COR Clearing LLC (COR Clearing) after receiving all required regulatory approvals. www.tradersmagazine.com The SEC knows COR (Axos) VERY Well COR Clearing LLC (se
2 mentions1 same-page
Page ?Same page
own, EFTA00070226 MANY within the SEC had my information. Including SEC NY. Which is why the SEC corruptly moved the handling of the complaint to the SEC LA. While never bringing ANY individual complaints against UBS San Diego brokers. The UBS trading activity: My information UBS acknowledged in the com
ial, Inc. (NYSE: AX) (Axos or the Company) announced that its subsidiary, Axos Clearing, LLC, has completed the acquisition of the parent company of COR Clearing LLC (COR Clearing) after receiving all required regulatory approvals. www.tradersmagazine.com The SEC knows COR (Axos) VERY Well COR Clearing, LLC (s
2 mentions1 same-page
Page ?Same page
t. As I have shown, MANY within the SEC had my information. Including SEC NY. Which is why the SEC corruptly moved the handling of the complaint to the SEC LA. While never bringing ANY individual complaints against UBS San Diego brokers. The UBS trading activity: My information UBS acknowledged in the com
ial, Inc. (NYSE: AX) (Axos or the Company) announced that its subsidiary, Axos Clearing, LLC, has completed the acquisition of the parent company of COR Clearing LLC (COR Clearing) after receiving all required regulatory approvals. www.tradersmagazine.com The SEC knows COR (Axos) VERY Well COR Clearing, LLC (s
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2 mentions1 same-page
Page ?Same page
t. As I have shown, MANY within the SEC had my information. Including SEC NY. Which is why the SEC corruptly moved the handling of the complaint to the SEC LA. While never bringing ANY individual complaints against UBS San Diego brokers. The UBS trading activity: My information EFTA00072146 UBS acknowle
ial, Inc. (NYSE: AX) (Axos or the Company) announced that its subsidiary, Axos Clearing, LLC, has completed the acquisition of the parent company of COR Clearing LLC (COR Clearing) after receiving all required regulatory approvals. www.tradersmagazine.com The SEC knows COR (Axos) VERY Well COR Clearing LLC (se
2 mentions1 same-page
Page ?Same page
own, EFTA00065105 MANY within the SEC had my information. Including SEC NY. Which is why the SEC corruptly moved the handling of the complaint to the SEC LA. While never bringing ANY individual complaints against UBS San Diego brokers. The UBS trading activity: My information UBS acknowledged in the com
ial, Inc. (NYSE: AX) (Axos or the Company) announced that its subsidiary, Axos Clearing, LLC, has completed the acquisition of the parent company of COR Clearing LLC (COR Clearing) after receiving all required regulatory approvals. www.tradersmagazine.com The SEC knows COR (Axos) VERY Well COR Clearing, LLC (s
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Mutual Connections (275)
Entities connected to both the SEC LA and COR Clearing LLC
Supreme Court
ORGANIZATION16 w/ the·20 w/ COR
CD
Chris Dilorio
PERSON16 w/ the·20 w/ COR
PA
Pasquinelli
PERSON16 w/ the·18 w/ COR
NO
Norberg
PERSON16 w/ the·18 w/ COR
DB
Dick Best
PERSON16 w/ the·16 w/ COR
Berger Montague
ORGANIZATION10 w/ the·18 w/ COR
Vicon
ORGANIZATION16 w/ the·11 w/ COR
ME
Mehraban
PERSON16 w/ the·11 w/ COR
SEC NY
ORGANIZATION16 w/ the·11 w/ COR
Cemtrex
ORGANIZATION16 w/ the·11 w/ COR
Donald Trump
PERSON10 w/ the·17 w/ COR
FTE Networks
ORGANIZATION5 w/ the·20 w/ COR
Network Infrastructure
ORGANIZATION5 w/ the·20 w/ COR
GARDEN STATE SECURITIES INC. - BrokerCheck
ORGANIZATION5 w/ the·20 w/ COR
US Home Rentals LLC
ORGANIZATION5 w/ the·20 w/ COR
Red Bank NJ
ORGANIZATION5 w/ the·20 w/ COR
Alexander Capital
ORGANIZATION5 w/ the·20 w/ COR
MW
Mrs Rusty Wing
PERSON5 w/ the·20 w/ COR
Garden State Securities NJ
ORGANIZATION5 w/ the·20 w/ COR
MW
Mrs John "Rusty" Wing
PERSON5 w/ the·20 w/ COR