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From: Chris DiIon° <MIMI > To: EFTA00070722 Subject: Fw: Formal appeal for denial covered action 2015-0 l 6/ Knight Capital TCR & Appendix Date: Fri, 28 May 2021
nd GSP. Under Article V ofthe FINRA By-Laws,FINRA possesses www.finra.org EFTA00070727 Kevin Mckenna and Robert Eide (sec gov) Kevin Mckenna and Robert Eide - SEC.gov I HOME 3 As a result of the foregoing, McKenna willfully 2 aided and abetted and caused Aegis' violations of Exchange Act Section 17(a) and Rule 17
From: Chris DiIon° ‹ > To: EFTA00039689 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Date: Fri, 28 May 2021 14:58:
ing as a GSR and GSP. Under Article V ofthe FINRA By-Laws,FINRA possesses www.finra.org Kevin Mckenna and Robert Eide (sec.gov) Kevin Mckenna and Robert Eide - SEC.gov I HOME 3 As a result of the foregoing, McKenna willfully 2 aided and abetted and caused Aegis' violations of Exchange Act Section 17(a) and Rule 17
From: Chris DiIon° <MIMI > To: EFTA00067932 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Date: Tue, 01 Jun 2021 12
nd GSP. Under Article V ofthe FINRA By-Laws,FINRA possesses www.finra.org EFTA00067941 Kevin Mckenna and Robert Eide (sec gov) Kevin Mckenna and Robert Eide - SEC.gov I HOME 3 As a result of the foregoing, McKenna willfully 2 aided and abetted and caused Aegis' violations of Exchange Act Section 17(a) and Rule 17
Entities connected to both Chris DiIon and Robert Eide - SEC.gov
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