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ROM INC SHORT, EXECUTION BY FCAP COMMISSION SEC FEE J PEW 66 I SEE NOTE'S' ON BACK SHORT. EXECUTION BY FCAP COMMISSION 65.31 SEC FEE .71 SANDISK CORP COVER SHORT, EXECUTION BY JPHO SKECHERS USA INC CL A SHORT. EXECUTION BY BUCK COMMISSION 36.00 SEC FEE .24 SEARS ROEBUCK 8 CO SHORT. EXE
BENEFICIAL INT SHORT. EXECUTION BY BUCK COMMISSION 60.00 SEC FEE 3,67 TALBOTS INC SHORT. EXECUTION BY JEFF COMMISSION 9860 SEC FEE 1.22 UCBH HOLDINGS INC COVER SHORT. EXECUTION BY SLKC SY1A3OUCLISP SPY °HARM -1,000 PRICE 107.06500 Beer. SZeirns S0N, t4,1 Dap. CeoLlevolech Contof North Beccido
SETTLEMENT TRADE DATE DATE 7RANSKTON 07/17/01 07/12/01 BOUGHT DESCRPTION SCI SYSTEMS INC COVER SHORT, EXECUTION BY OPCO COMMISSM 73.50 SANDISK CORP COVER SHORT, EXECUTION BY INET COMMISSION 36.00 SMARTFORCE PUB LTD CO SPONSORED ADR COVER SHORT, EXECUTION BY INET COMMISSION 16.50 STANDA
20 0.4409 TOOTSIE ROLL INDUSTRIES INC TR SHRT -950 38.8500 -36.908 -266 0.7207 TOMMY HILFIGER CORP-ORD TOM MRGN 8,150 13.1000 106.765 UCBH HOLDINGS INC UCBH SHRT -900 31.5200 -28.368 -144 0.5076 UNITED RETAIL GROUP INC URGI MRGN 35.500 10.3900 368.845 UNITED STATIONERS INC USTR MRGN
PeNNEY CO INC JO -933 22.54290 20951.51 SEE NOTE T ON BACK SHORT. EXECUTION BY FCAP commissm 85.31 SEC FEE .71 10/1601 10115/01 BOUGHT SANDISK CORP COVER SHORT. =MN BY ..110 SKECHERS USA MC -600 11.86840 7,069.80 CL A SNORT. EXECUTION BY BUCK COMMISSION 36.00 SEC FEE .24 SEARS ROEB
5145 SHORT REC 09/21/01 PAY 192901 10/09/D1 TOOTSIE ROLL INDUSTRIES INC TR 66.50 -n 10/11/01 DM DIG 950 511$ SHORT REC 0928.01 PAY 10/0601 UCBH HOLDINGS INC UCBH 36.00 DM DIG 9C0 SHS SHORT C in z 1915/01 10/15/01 10/1901 REC 09/30/01 PAY 1911101 K.SWISSINC-CL A REC 09/28/01 PAY 1915/01 KIMCO
& BANKS CORP COVER StreT, olCuTION BY NET casAGSEN 19.50 MINNESOTA MINING b MEG CO SHORT. EXECUTION BY HowA COMMISSION 17.50 SEC FEE 1.02 SANDISK CORP SHORT. ExECuTION BY NEI COTAILSSON 36.00 SEC FEE .99 virtu 700 33.60000 23.535.00 06n 9/01 06/14/01 BOUGHT CH'S 650 32.50480 21,162.62
-320 0.4409 TOOTSIE ROLL INDUSTRIES INC TR SHRT -950 38.8500 .36.908 -266 0.7207 TOMMY HAMER CORP-ORD TOM MRGN 8.150 13.1000 106,765 UCBH HOLDINGS INC UCBH SHRT 900 31.5200 -28.368 -144 0.5076 UNITED RETAIL GROUP INC URGI MRGN 35,500 10.3900 368.845 UNITED STATIONERS INC USTR /ANGN
Entities connected to both SANDISK CORP and UCBH HOLDINGS INC

Ghislaine Maxwell
PERSON
Wilbur Ross
PERSON
Julie K. Brown
PERSON
Tiffany Trump
PERSON
Paul Ryan
PERSON
Ralph Lauren
PERSONWTSLA
ORGANIZATIONLARRY KEMP
PERSONUNITED RETAIL GROUP INC
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONSYMBOL TECHNOLOGIES INC
ORGANIZATIONTALBOTS INC
ORGANIZATIONCHEESECAKE FACTORY INC
ORGANIZATIONSAFEWAY INC
ORGANIZATIONSTEVEN MADDEN LTD
ORGANIZATION
CABOT CORP
ORGANIZATIONMGM MIRAGE
ORGANIZATIONPERKO
ORGANIZATIONLIZ CLAIBORNE INC
ORGANIZATIONALBERTSONS INC
ORGANIZATION